# Finley Financial

Finley Financial is a Bank / Wealth / Trust based in Las Vegas, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Las Vegas, United States
- **Region:** North America
- **Address:** Las Vegas, NV, United States
- **Founded:** 1983
- **Assets under management:** Undisclosed
- **Website:** finleyfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/finley-financial

## Regulatory record

- **CRD number:** 131442
- **SEC file number:** 801-110657
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/131442

## About

Finley Financial was founded in 1983 and is headquartered in Las Vegas, Nevada. The firm operates as a registered investment advisor providing discretionary asset management, financial planning, and investment management services to individuals, corporations, and other business entities. Its four-decade track record places it among the longer-tenured independent RIAs in the region. The firm's stated advisory services span portfolio construction, ongoing investment monitoring, and broader financial planning. As a discretionary manager, Finley Financial makes allocation decisions on behalf of its clients, though the specific asset-class mix is not publicly documented. Finley Financial has maintained a low public profile, with no disclosed AUM, named investment principals, or portfolio-level positions in the public record. The firm does not maintain a visible LinkedIn presence, and its website content was not available for review. No recent fund closings, personnel moves, or operational announcements have been identified in the last 24 months. As a Las Vegas-based RIA established in the early 1980s, the firm's structural differentiator is its longevity in a market more commonly associated with hospitality and gaming wealth. Its succession and governance architecture remain opaque.

## Questions

### What services does Finley Financial provide?

Finley Financial offers discretionary asset management, financial planning, and investment management services. The firm serves individuals, corporations, and other business entities as a registered investment advisor. Specific investment strategies or asset-class focuses are not publicly disclosed.

### What is Finley Financial's regulatory status?

Finley Financial operates as a registered investment advisor (RIA) in the United States. As an RIA, the firm has a fiduciary duty to act in its clients' best interests when providing investment advice. The firm has been registered since its founding in 1983.

### Does Finley Financial disclose its assets under management?

No. Finley Financial does not publicly disclose its assets under management. The firm has maintained a consistently low public profile across its four-decade history, and no AUM figure has appeared in regulatory filings, press coverage, or the firm's own limited public materials.

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Last updated: 2026-08-11T02:43:31.692Z

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