# FINRA

FINRA is a Pension Fund based in Washington, United States.

## Overview

- **Organization type:** Pension Fund
- **Headquarters:** Washington, United States
- **Region:** North America
- **Address:** 1700 K Street Northwest, Washington, DC 20006, United States
- **Founded:** 1954
- **Assets under management:** 528 (Altss estimate)
- **Website:** www.finra.org

## Regulatory record

- **Reports private funds:** No

## About

FINRA Employees Retirement Plan was established in 1954. It operates as a defined-benefit arrangement that covers eligible employees of the Financial Industry Regulatory Authority. The plan allocates 19 percent to private equity. Its reserve portfolio holds fixed income securities, commingled equity funds, and pooled investment vehicles. Geographic exposure centers on the United States with additional holdings in global markets through commingled structures. The plan reports 528 million dollars in assets. FINRA maintains the FINRA Investor Education Foundation, established in 2003, which has distributed grants totaling over 500 thousand dollars annually to libraries and nonprofits. Governance ties the plan directly to FINRA's Board of Governors and Investment Committee, with oversight from the U.S. Securities and Exchange Commission.

## Sectors

- Pension Fund

## People

- Robert Cook — President and CEO

## Questions

### Who runs investment decisions at FINRA Employees Retirement Plan?

Robert Cook serves as President and CEO. The Investment Committee includes Gus Sauter, former Vanguard CIO.

### What asset classes does the plan hold?

The plan allocates to private equity at 19 percent. The reserve portfolio contains fixed income, equities, and pooled funds.

### How is the plan related to FINRA operations?

The plan provides benefits exclusively to eligible FINRA employees and is governed by the same Board of Governors.

## Related profiles

- [Adaxtra Capital](https://altss.com/profile/adaxtra-capital)
- [Headlands Capital Management](https://altss.com/profile/headlands-capital-management)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/finra

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology