# First and Main Financial

First and Main Financial is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Address:** United States
- **Assets under management:** Undisclosed
- **Website:** https://firstandmainfinancial.com

## Regulatory record

- **CRD number:** 121359
- **SEC file number:** 801-132059
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/121359

## About

FIRST AND MAIN FINANCIAL is an SEC-registered investment adviser since 2025. The firm manages approximately $165 million in regulatory assets. It has 4 employees and 3 investment advisers.

## Sectors

- Private Credit
- Real Estate
- Infrastructure
- Hedge Funds

## Questions

### Does First and Main Financial participate in fund commitments or only direct deals?

Neither fund commitments nor direct deals are documented for First and Main Financial. Without disclosed holdings or known co-investments, the firm's preferred investment vehicles remain unknowable from public information.

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Last updated: 2026-07-06T01:24:16.598Z

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