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First Financial Advisory Services
FIRST FINANCIAL ADVISORY SERVICES INC is an SEC-registered investment adviser in WESTERLY, RI, since 1984. The firm manages approximately $278 million in...
Overview
FIRST FINANCIAL ADVISORY SERVICES INC is an SEC-registered investment adviser in WESTERLY, RI, since 1984. The firm manages approximately $278 million in assets. It has 7 employees and 7 investment advisers.
General information
Firm type
Asset Manager
Location
Region
North America
Country
United States
Frequently asked questions
How can an allocator verify this firm's AUM and strategy?
The firm's Form ADV Part 1 reports discrete AUM within SEC-designated bands. Part 2A, the firm's brochure, describes investment strategies, risk profiles, and fee structures. Both are public documents retrievable through the SEC's IAPD portal. Direct inquiry with the firm is also advisable for any strategy-level detail.
Does the firm have any disclosed disciplinary events?
An SEC-registered firm must disclose any criminal, regulatory, or civil judicial actions against the firm or its advisory personnel in its Form ADV. These appear in the disciplinary disclosure section. We have not independently reviewed the firm's current ADV filing to confirm or deny the existence of any such events.
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