# Fleming Financial Advising

Fleming Financial Advising is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 134146
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/134146

## About

FLEMING FINANCIAL ADVISING is a state-registered investment adviser in WALNUT CREEK, CA. The firm manages approximately $66 million in regulatory assets. It has 2 employees and 2 investment advisers.

## People

- Richard Fleming — Principal

## Questions

### In which sectors is Fleming Financial Advisings portfolio concentrated?

The portfolio shows a heavy concentration in financial services — community and regional banks, specialty lenders, and structured-credit vehicles — reflecting Richard Fleming's domain expertise. Outside financials, the office has made selective investments in real estate assets and privately held operating companies, though financial-services exposure dominates the disclosed public-equity book.

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Last updated: 2026-07-06T01:24:16.694Z

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