# FMB Retirement Services

FMB Retirement Services is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/fmb-retirement-services

## Regulatory record

- **CRD number:** 164571
- **SEC file number:** 801-76839
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/164571

## About

FMB RETIREMENT SERVICES is an SEC-registered investment adviser in WESTLAKE VILLAGE, CA, registered since 2012. The firm manages approximately $146 million in regulatory assets. It has 12 employees and 4 investment advisers.

## Questions

### What regulatory changes most affect FMB Retirement Services' business?

The SECURE Act and SECURE 2.0 have materially expanded TPA-client workflows by mandating new plan-eligibility rules for part-time employees and introducing complex Roth catch-up contribution requirements for high earners starting in 2026. Every regulatory expansion increases compliance-testing complexity and amendment volume, which directly drives demand for outsourced administration. Additionally, IRS pre-audit pilot programs and Department of Labor cybersecurity guidance have added new service dimensions that independent TPAs must staff against.

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Last updated: 2026-06-03T20:00:00.000Z

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