# Fountainhead Financial

Fountainhead Financial is a Bank / Wealth / Trust based in Chicago, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Chicago, United States
- **Region:** North America
- **Address:** Chicago, IL, United States
- **Founded:** 2003
- **Assets under management:** Undisclosed
- **Website:** fountainheadfinancial.us
- **LinkedIn:** https://www.linkedin.com/company/fountainheadfinancial

## Regulatory record

- **CRD number:** 150813
- **SEC file number:** 801-70385
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/150813

## About

Fountainhead Financial was established in Chicago in 2003 as a registered investment adviser structured to serve individuals, business entities, trusts, and retirement plans. The firm was built around fee-based advisory relationships, positioning it outside the commission-driven brokerage model from inception. The firm's strategy centers on discretionary portfolio management integrated with comprehensive financial planning. Fountainhead constructs customized portfolios across publicly traded equities, fixed income, and mutual fund allocations, with investment policies tailored to each client's retirement, estate, and tax circumstances. The practice extends to advising employer-sponsored retirement plans, where the firm serves as a fiduciary plan consultant. The geographic focus remains concentrated in the greater Chicago area and Illinois market. Fountainhead operates as a lean advisory practice typical of established Midwestern RIAs. The firm's service model combines ongoing portfolio management with discrete planning engagements covering retirement income strategy, trust coordination, and business succession. The RIA structure requires Fountainhead to accept formal fiduciary responsibility on advisory accounts, distinguishing its posture from brokers who may operate under a suitability standard. Fountainhead's architecture reflects the classic independent RIA model — a break from the wirehouse system that dominated wealth management before the 2000s. The firm's discretionary authority over client portfolios is paired with a planning-first intake process, creating a structural barrier to product-pushing incentives. This separates the firm from asset-gathering platforms where advisory services are secondary to distribution.

## Related profiles

- [Fountain Square Asset Management](https://altss.com/profile/fountain-square-asset-management)
- [Four Quadrant Wealth Advisors](https://altss.com/profile/four-quadrant-wealth-advisors)

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Last updated: 2026-06-03T20:00:00.000Z

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