# Francis Capital Management

Francis Capital Management is an Asset Manager based in Santa Monica, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Santa Monica, United States
- **Region:** North America
- **Address:** Santa Monica, CA, United States
- **Founded:** 2008
- **Assets under management:** Undisclosed
- **Website:** franciscapital.com

## Regulatory record

- **CRD number:** 134402
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/134402

## About

Francis Capital Management, Inc. is a state-registered investment adviser. The firm manages approximately $33 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Energy Transition & Renewables
- Industrial Tech
- Mobility & Transportation

## People

- John Francis — Founder & Chief Investment Officer

## Questions

### Who makes investment decisions at Francis Capital Management?

John Francis is the founder and sole portfolio manager. His research career began in the 1990s covering industrials and energy at Prudential Equity Group, followed by a senior analyst role at Mesirow Financial. He launched the firm in 2008 and is supported by a compact internal research team.

### What type of companies does Francis Capital Management target?

The firm targets publicly traded companies undergoing operational turnarounds, management changes, or cyclical recoveries, with a focus on asset-heavy industrials, energy-transition businesses, and specialty transportation. The central thesis is that Mr. Market misprices tangible assets and normalized earnings power during periods of transition.

### Does Francis Capital invest in private markets or only public equities?

The firm's strategy is executed entirely in the public markets. There are no dedicated private-equity, venture, or credit vehicles alongside the core public-equity strategies. The long/short variant provides some flexibility but remains within listed securities.

### What distinguishes Francis Capital from other concentrated value managers?

Scale is the primary differentiator. Managing a small asset base permits the firm to operate in the mid- and small-cap segments of the industrial and energy-transition universe where most institutional value capital cannot allocate meaningfully, giving Francis a permanent structural advantage in sourcing mispriced situations.

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- [M. W. Aragão Investment Advisors](https://altss.com/profile/m-w-aragao-investment-advisors-llc)
- [SG Capital Management](https://altss.com/profile/sg-capital-management-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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