# Gagnon Securities

Gagnon Securities is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2000
- **Assets under management:** Undisclosed
- **Website:** gagnonsec.com
- **LinkedIn:** https://www.linkedin.com/company/gagnon-securities

## Regulatory record

- **CRD number:** 103727
- **SEC file number:** 801-64836
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-08-12
- **Reports private funds:** No

## About

Gagnon Securities was established in 2000 in New York as a registered investment adviser. Founder and CEO Neil Gagnon leads the firm, which manages assets for individuals, families, trusts, and retirement accounts. The firm's registered funds provide institutional allocators a window into its core equity and credit strategies. The firm deploys capital across public equities, private credit, and real estate. Its flagship vehicle, the Gagnon Securities Equity Fund, holds a concentrated portfolio of publicly traded companies. The firm also co-invests client capital into direct private credit deals, often alongside family office co-investors. Confirmed public equity positions have included durable compounders in business services and specialty finance. Gagnon operates from a single New York headquarters, managing separate accounts and its registered mutual fund. The firm's team integrates equity research and private-deal sourcing under one roof. In the past two years the firm has continued to manage its open-end mutual fund through significant market cycles, maintaining its investment discipline. Gagnon's structural differentiator is its embedded public-plus-private mandate under one SEC-registered adviser. By operating a mutual fund beside separate accounts, the firm gives its individual and family clients access to institutional-grade co-investment deal flow. This hybrid architecture blurs the lines between traditional wealth management and private-investment partnership.

## Sectors

- Hedge Funds
- Private Credit
- Real Estate

## People

- Neil Gagnon — Founder and CEO

## Questions

### Who makes investment decisions at Gagnon Securities?

Founder and CEO Neil Gagnon sets investment strategy and leads portfolio management. The firm operates with a lean investment team, and Gagnon himself is the key decision-maker on large allocations across the public equity fund and private direct deals.

### What is Gagnon Securities' flagship investment strategy?

The Gagnon Securities Equity Fund is a concentrated, long-biased public equities portfolio. The firm seeks durable compounders and event-driven opportunities, maintaining a relatively small number of high-conviction positions at any given time.

### Does Gagnon Securities manage private investments?

Yes. Beyond public equities, Gagnon sources direct private credit and real estate opportunities for client separate accounts. Co-investment deal flow often comes through Gagnon's network of family offices and boutique investment banks.

### Who are typical clients of Gagnon Securities?

The firm advises high-net-worth individuals, families, trusts, and retirement accounts. Its client base includes entrepreneurs and family offices that seek active management of concentrated public and private portfolios rather than broad, passive allocations.

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Updated: 2026-10-23T12:54:07Z

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