# Garth & Brown Investment Management

Garth & Brown Investment Management is a Bank / Wealth / Trust based in Chattanooga, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Chattanooga, United States
- **Region:** North America
- **Address:** Chattanooga, TN, United States
- **Founded:** 1982
- **Assets under management:** Undisclosed
- **Website:** garthbrown.com
- **LinkedIn:** linkedin.com/company/brown-investment-management-corp.

## Regulatory record

- **CRD number:** 151128
- **Latest Form ADV filing:** 2026-02-25T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/151128

## About

Garth & Brown Investment Management was established in downtown Chattanooga in 1982 by James Garth. The firm operates as a privately held wealth management practice serving high-net-worth families and individuals in southeastern Tennessee and northern Georgia. Its founding coincided with a period of regional economic transition as Chattanooga shifted from a declining industrial base toward a diversified service economy. The firm provides discretionary portfolio management across equities, fixed income, and cash equivalents, typically constructing concentrated portfolios of individual securities rather than relying primarily on third-party funds. Historical regulatory disclosures indicate the firm emphasizes large-cap US equities and investment-grade bonds. Geographic coverage centers on the Chattanooga metropolitan area, with a secondary presence in communities across the Tennessee River Valley. Garth & Brown remains a compact, founder-led operation — the structure common among regional wealth managers that prioritize continuity over growth. The firm has not launched adjacent vehicles, philanthropic arms, or alternative-investment platforms. The firm's structural differentiator lies in its tenure and geographic specificity. Several decades serving one region creates an informal sourcing advantage — knowledge of local business owners, real estate dynamics, and intergenerational wealth transfers that a larger, multicity firm would lack. Succession planning remains the open question for allocators evaluating practices where the founding principal remains the named entity.

## Sectors

- Wealth Management
- Private Client Services

## People

- James Garth — Chairman

## Questions

### Who runs investment decisions at Garth & Brown?

James Garth, the firm's co-founder and Chairman, has led the practice since 1982. Public regulatory filings list him as the primary control person. The firm has not publicly named a CIO or investment committee structure.

### What asset classes does Garth & Brown typically manage?

Regulatory filings indicate a focus on US large-cap equities, investment-grade fixed income, and cash equivalents. The firm has not publicly documented exposure to private equity, venture capital, hedge funds, real estate, or other alternative asset classes.

## Related profiles

- [Garrison Investment Group](https://altss.com/profile/garrison-investment-group)
- [Gary and Mary West Foundation](https://altss.com/profile/gary-and-mary-west-foundation)

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Last updated: 2026-08-11T02:43:31.692Z

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