# Global Wealth Strategies and Associates

Global Wealth Strategies and Associates is a Bank / Wealth / Trust based in Denver, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Denver, United States
- **Region:** North America
- **Address:** Denver, CO, United States
- **Founded:** 2021
- **Assets under management:** Undisclosed
- **Website:** gwsa.us
- **LinkedIn:** https://www.linkedin.com/company/global-wealth-strategies-and-associates

## Regulatory record

- **CRD number:** 316072
- **SEC file number:** 801-122556
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-05-25T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/316072

## About

Global Wealth Strategies and Associates was established in Denver, Colorado, as a registered investment advisory firm. Unlike pure asset managers, the firm positions itself as a comprehensive wealth advisor, bundling investment management with financial planning for a client base concentrated among high-net-worth individuals, families, and charitable foundations. The firm's regulatory filings confirm it operates as a fee-only fiduciary, meaning it does not earn commissions from product sales — a structural choice that aligns its incentives with the after-tax, risk-adjusted outcomes its private-wealth clients demand. The firm's investment approach relies on constructing diversified portfolios that span public equities, fixed income, and alternative asset classes, including private real estate and private credit where appropriate for qualified clients. As a smaller advisory shop, management typically allocates client capital to third-party funds and separately managed accounts rather than pursuing direct private company investments. The geographic footprint remains firmly anchored in Denver, reflecting a regional advisory model that competes for assets against larger wirehouses and RIA aggregators by emphasizing personalized service. Global Wealth Strategies and Associates is a lean operation; its Form ADV filings indicate a team of fewer than ten professionals overseeing discretionary and non-discretionary accounts. The firm does not operate adjacent venture arms, proprietary fund structures, or co-investment clubs — making it a straightforward fiduciary in a market segment where many peers have rolled up into platforms like Creative Planning or Mercer Advisors. The firm's structural differentiator is its insistence on independence in a consolidating industry. As national RIA aggregators and bank trusts increasingly absorb Denver's advisory talent pool, Global Wealth Strategies and Associates remains a self-governing practice. Its governance and succession structure, not disclosed in public filings, is the primary variable that clients and counterparties weigh when evaluating its long-term continuity as an asset owner.

## Questions

### What is the firm's AUM?

Global Wealth Strategies and Associates does not publicly disclose a precise AUM figure. Based on its corporate form, stated client profile, and headcount implied by regulatory filings, Altss estimates its regulatory assets under management fall below $500 million.

### What is the firm's investment philosophy?

The firm combines portfolio management with comprehensive financial planning under a fee-only fiduciary standard. It avoids commission-based products, focusing instead on after-tax total-return outcomes and long-term asset allocation strategies tailored to the wealth-preservation and philanthropic goals of its client base.

## Related profiles

- [Global Wealth Management](https://altss.com/profile/global-wealth-management)
- [Globaleye](https://altss.com/profile/globaleye)

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Last updated: 2026-08-11T02:43:31.692Z

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