# Globe & Anchor Wealth Management & Financial Planning

Globe & Anchor Wealth Management & Financial Planning is a Bank / Wealth / Trust based in Walnut Creek, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Walnut Creek, United States
- **Region:** North America
- **Address:** Walnut Creek, CA, United States
- **Founded:** 2017
- **Assets under management:** Undisclosed
- **Website:** globeandanchorwealth.com
- **LinkedIn:** https://www.linkedin.com/company/globe-anchor-wealth-management-financial-planning-llc

## Regulatory record

- **CRD number:** 287722
- **SEC file number:** 801-110460
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/287722

## About

Globe & Anchor Wealth Management & Financial Planning is a privately held advisory practice in Walnut Creek, California, serving clients in the greater San Francisco Bay Area. The firm appears structured as a traditional registered investment adviser, managing portfolios for individuals, families, and possibly small business owners. Without public disclosures of founder identity, founding year, or asset base, its footprint is inferred from its local market and the standard services typical of a suburban Northern California wealth-management shop—financial planning, investment management, and retirement income design. No named portfolio holdings, proprietary products, or institutional separate accounts are publicly tied to the firm. Public records do not disclose team size, AUM, or specific operational milestones. The firm maintains a limited digital presence through a basic website, which is consistent with a lifestyle practice prioritizing existing client relationships over broad market visibility. As a local advisor, its competitive position depends on personal relationships, referrals, and proximity to a retiree and professional client base in Contra Costa County. Structurally, the firm's key differentiator—if any—lies in its independence. As a non-branch, non-wirehouse entity, it can select products and strategies without a corporate product agenda, a posture that appeals to clients wary of large-bank conflicts. The succession plan and ownership structure are not disclosed, which is typical for a firm of this profile.

## Sectors

- Wealth Management & Financial Planning

## People

- Frank — Founder, CFP® professional

## Questions

### Is Globe & Anchor a fiduciary?

As a registered investment adviser, Globe & Anchor is held to a fiduciary standard, meaning it must place client interests ahead of its own. This distinguishes it from broker-dealers, who operate under a suitability standard. Clients should confirm the firm's Form ADV for its specific legal designation and any disclosed conflicts.

### Who typically custodies assets for a firm like Globe & Anchor?

Boutique RIAs in the Bay Area most commonly custody client assets with Charles Schwab, Fidelity Institutional, or Pershing. The custodian holds client funds and provides trade execution, while the advisor directs investment strategy. This separation adds a layer of client protection.

### What investment philosophy does a firm with this profile typically follow?

Firms structured as local wealth management practices generally emphasize long-term, goal-based asset allocation over tactical trading. Portfolios are often built from low-cost ETFs and mutual funds, with a focus on tax efficiency and downside protection. Active stock selection is less common than a diversified, strategic-allocation model.

### Does Globe & Anchor serve institutional clients or just individuals?

The firm's public positioning and location suggest a focus on individual clients and families rather than on institutions like endowments or pension funds. Institutional asset managers usually maintain a much more visible presence and disclose their institutional track record publicly, which Globe & Anchor does not.

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Last updated: 2026-08-11T02:43:31.692Z

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