# Godfrey Financial Associates

Godfrey Financial Associates is a Bank / Wealth / Trust based in Glenmont, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Glenmont, United States
- **Region:** North America
- **Address:** Glenmont, NY, United States
- **Founded:** 1995
- **Assets under management:** Undisclosed
- **Website:** godfreyfinancial.com
- **LinkedIn:** https://www.linkedin.com/company/godfrey-financial-associates-inc

## Regulatory record

- **CRD number:** 126189
- **SEC file number:** 801-78531
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-21T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/126189

## About

Godfrey Financial Associates was established by Kevin Godfrey in 1995 and operates from a single office in Glenmont, New York. The firm positions itself as a comprehensive wealth advisory serving individuals, high-net-worth families, corporations, and business entities throughout the Capital Region. Its core competencies span investment advisory, retirement income planning, tax strategy, and estate coordination — services typically bundled by much larger registered investment advisors. The firm's investment approach centers on discretionary portfolio management, constructing allocations across equities, fixed income, and mutual funds tailored to client-specific risk profiles and tax situations. Godfrey does not appear to market pooled vehicles, fund-of-funds structures, or proprietary products — it operates as a direct advisory shop. Its geographic footprint remains concentrated in upstate New York, with Glenmont's proximity to Albany giving it access to a mix of public-sector professionals, small-business owners, and inherited-wealth families. Named client cohorts include high-net-worth individuals and corporate entities, though specific portfolio holdings are not publicly disclosed. As a lean operation, Godfrey Financial Associates maintains a compact professional footprint — headcount estimates fall below ten advisors and support staff, typical for a suburban RIA of its vintage. The firm has not announced recent fund launches, adjacent vehicles, philanthropic foundations, or membership in peer networks such as Tiger 21 or R360. Its service infrastructure relies on Charles Schwab Institutional for custody and client reporting, a standard arrangement for independent RIAs of its size that provides separation between advisory and custodial functions (per the firm's official communications). The firm's structural differentiator lies in its longevity within a concentrated geographic market — three decades of client relationships in the Albany-Schenectady-Troy corridor create a franchise value independent of investment performance alone. Its fiduciary commitment, exercised through discretionary authority over client accounts, distinguishes it from commission-driven insurance and brokerage channels that dominate much of the upstate New York wealth market. Succession planning and the next-generation transfer of client relationships represent the key structural question for the coming decade.

## Sectors

- Financial Services

## People

- Kathleen Godfrey — Founder & President
- Tiffany Soricelli — Founder of Virtuoso Asset Management (merged)
- Ruth Maresca — Financial Advisor
- Tenicia T. Trask-Yeager — Financial Advisor

## Questions

### Who runs investment decisions at Godfrey Financial Associates?

Kathleen Godfrey, founder and president, oversees the firm. The advisory team — including Ruth Maresca, Tenicia T. Trask-Yeager, and Tiffany Soricelli — manages client portfolios and financial plans. The firm operates as a fiduciary RIA, not a proprietary investment fund.

### How does Godfrey Financial source proprietary deal flow?

Godfrey Financial is a financial planning RIA, not a direct investment firm. It does not source proprietary deal flow. Client portfolios are built using publicly traded securities and traditional investment management strategies.

### Does Godfrey Financial participate in fund commitments or only direct deals?

The firm does not participate in private fund commitments or direct private equity/venture deals. Its investment management services focus on traditional asset allocation using mutual funds, ETFs, and individual securities.

### What investment stages does Godfrey Financial typically target?

Godfrey Financial does not target specific investment stages. It provides ongoing portfolio management and retirement planning for individual clients, not institutional stage-based investing.

## Related profiles

- [Gobe Wealth Management](https://altss.com/profile/gobe-wealth-management)
- [Godsey & Gibb Wealth Management](https://altss.com/profile/godsey-gibb-wealth-management)

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Last updated: 2026-07-06T00:33:57.136Z

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