# Goldstone Financial Group

Goldstone Financial Group is an Asset Manager based in Oakbrook Terrace, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Oakbrook Terrace, United States
- **Region:** North America
- **Address:** Oakbrook Terrace, IL, United States
- **Founded:** 2000
- **Assets under management:** <$500M (Altss estimate)
- **Website:** goldstonefinancialgroup.com
- **LinkedIn:** https://www.linkedin.com/company/goldstone-financial-group

## Regulatory record

- **CRD number:** 222520
- **SEC file number:** 801-99350
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/222520

## About

GOLDSTONE FINANCIAL GROUP, LLC is an SEC-registered investment adviser in OAKBROOK TERRACE, IL, registered since 2015. The firm manages approximately $1.1 billion in assets. It has 43 employees and 13 investment advisers.

## Sectors

- Financial Services
- Wealth Management
- Retirement Planning

## Offices

- Nashville, TN

## People

- Anthony Pellegrino — Founder & CEO
- Jessica DeBold — President
- Matthew Rice — Chief Investment Officer
- Brian Korienek — Partner & Vice President of Wealth Management
- Stephen LaPointe — Chief Operations Officer
- Ian Meiksins — Chief Compliance Officer

## Questions

### Who runs investment decisions at Goldstone Financial Group?

Investment decisions are led by President Michael Pellegrino and founder Anthony Pellegrino. The firm operates as a principal-led registered investment advisor, meaning the Pellegrinos sit on the investment committee and directly shape portfolio strategy. This contrasts with larger platforms where investment policy is set by a centralized home office separate from client-facing advisors.

### What is Goldstone's known geographic footprint?

Goldstone operates from its headquarters in Oakbrook Terrace, Illinois, a western suburb of Chicago, with a second office in Nashville, Tennessee. The dual-office arrangement serves a client base concentrated in the Midwest and the Southeast, with the Nashville location targeting the region's growing retiree and pre-retiree population.

### Does Goldstone engage in private equity, venture capital, or direct deals?

No. Goldstone's investment activities center on public-market securities, fixed-income instruments, and insurance-based retirement products. The firm does not operate as a venture investor, private equity fund sponsor, or direct-deal platform. Its deployment is fully oriented toward retail retirement portfolios.

### Has Goldstone taken outside capital or sold equity to a consolidator?

Public records indicate Goldstone has not accepted outside institutional investment or sold equity to a private-equity-backed RIA aggregator. The firm remains owner-operated by the Pellegrino family. This distinguishes Goldstone from the growing number of independent RIAs that have recapitalized with firms like CI Financial, Mercer Advisors, or Hightower.

### What is Goldstone's posture on fiduciary duty?

Goldstone presents itself as a fiduciary advisory, meaning the firm holds a legal obligation to act in its clients' best interests on investment recommendations. This is a differentiating claim in a retail advisory industry where some competitors operate under a less stringent suitability standard. As a registered investment advisor, Goldstone is subject to the SEC's fiduciary rule for advisory relationships.

## Related profiles

- [CUMULUS ADVISORS](https://altss.com/profile/cumulus-advisors-llc)
- [BOOMTOWN](https://altss.com/profile/boomtown)

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Last updated: 2026-07-06T00:33:57.905Z

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