# Gradient Wealth Management

Gradient Wealth Management is a Bank / Wealth / Trust based in Arden Hills, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Arden Hills, United States
- **Region:** North America
- **Address:** Arden Hills, MN, United States
- **Founded:** 2003
- **Assets under management:** Undisclosed
- **Website:** gradientsecurities.com
- **LinkedIn:** https://www.linkedin.com/company/gradient-securities-llc

## Regulatory record

- **CRD number:** 127701
- **SEC file number:** 801-80807
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-13T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/127701

## About

Gradient Securities, LLC was established in 2003 as an independent broker-dealer and maintains a dual-registered structure with its SEC-registered investment advisor arm, which does business as Gradient Wealth Management. The firm is headquartered in Arden Hills, Minnesota, and operates with a focus on serving individuals, high-net-worth individuals, and assorted entities. Its public-facing materials are bifurcated: one portal is directed at financial services professionals, while a parallel client-facing channel outlines the firm's advisory philosophy. Gradient's service model incorporates financial planning, retirement planning, and tailored portfolio management. The firm's broker-dealer side, Gradient Securities, allows affiliated representatives to sell securities products, while the RIA side, Gradient Wealth Management, delivers investment advisory services on a discretionary basis. Public descriptions emphasize customized investment strategies aligned to each client's stated objectives. The firm explicitly does not offer tax, legal, or accounting advice, maintaining a clear boundary between wealth management and ancillary professional services. Gradient Wealth Management runs a lean operation; team size and total assets under management are not publicly reported. The firm maintains a single office in Arden Hills and does not disclose adjacent vehicles, philanthropic arms, or co-investment vehicles. Public detail about its investment approach is limited to its core advisory functions, with no specific asset-class allocations, deal activity, or portfolio holdings made publicly available. What distinguishes Gradient structurally is its dual-registered BD/RIA architecture. This allows the firm to serve both transactional brokerage clients and ongoing advisory relationships under one roof, a model that provides flexibility in how client relationships are structured and compensated. The firm operates as an independent entity, unaffiliated with a larger bank or insurance platform, which can influence product choice and advisor autonomy.

## Questions

### What types of clients does Gradient Wealth Management serve?

Gradient Wealth Management provides financial planning, retirement planning, and portfolio management services to individuals, high-net-worth individuals, and various entities. The firm describes its approach as building tailored investment strategies based on each client's unique objectives.

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Last updated: 2026-06-03T20:00:00.000Z

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