# Guardian Rock Wealth Investment Management

Guardian Rock Wealth Investment Management is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/guardianrock

## Regulatory record

- **CRD number:** 120529
- **SEC file number:** 801-63107
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/120529

## About

GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC. is an SEC-registered investment adviser in Lisle, IL. The firm manages approximately $47 million in assets. It has 3 employees and 2 investment advisers.

## Questions

### What is the minimum viable information an allocator should obtain before engaging with a firm this opaque?

For a firm with zero public footprint, an allocator should request directly: (1) proof of legal entity standing and jurisdiction, (2) audited financials or a third-party AUM verification letter, (3) a complete organizational chart identifying all beneficial owners, (4) a sample investment track record with vintages, and (5) references from at least two reputable counterparties such as fund administrators, prime brokers, or law firms. Without these, engagement carries excessive counterparty risk.

### What is the firm's geographic scope?

Guardian Rock's corporate registration does not publicly disclose an operating geography, and no office locations, regional focuses, or market concentrations have been identified. Even the firm's domicile and primary market remain unconfirmed without direct disclosure from the principals.

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- [Guide Ventures](https://altss.com/profile/guide-ventures)

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Last updated: 2026-07-06T01:24:17.746Z

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