Asset ManagerRIA · CRD 137432SEC-RegisteredPrivate Fund Adviser

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Guggenheim

Guggenheim is an SEC-registered investment adviser in New York, NY, registered since 2006. The firm manages $240.7 billion in assets, with $240.4 billion on a...

Guggenheim

Guggenheim is an SEC-registered investment adviser in New York, NY, registered since 2006. The firm manages $240.7 billion in assets, with $240.4 billion on a discretionary basis. It has 588 employees and 166 investment advisers.

General information

Firm type

Asset Manager

Year founded

2006

Location

Region

North America

Country

United States

City

New York

Corporate office

San Francisco, CA, United States

Additional offices

New York, NY, United States · Hellerup, Denmark

Frequently asked questions

Who runs investment decisions at Guggenheim?

The leadership team of Guggenheim is not publicly named in available sources. Investment decisions likely follow a standard asset-manager governance model, but specific individuals or a CIO have not been disclosed.

How is Guggenheim structured—as a family office or asset manager?

Guggenheim is classified as an asset manager with offices in San Francisco, New York, and Hellerup. Its relationship to a single or multi-family office is not specified, though the asset manager label suggests it operates with institutional investment mandates.

What investment stages does Guggenheim typically target?

Specific stage preferences are not publicly documented. Given its asset manager designation, it likely invests across the spectrum from public securities to private market alternatives, but no stage focus has been confirmed.

Does Guggenheim maintain philanthropic structures?

No philanthropic structures, foundations, or related vehicles are disclosed in public sources for Guggenheim.

Which sectors does Guggenheim explicitly avoid?

No specific sector exclusions have been publicly identified for Guggenheim. The firm's investment universe is unconstrained in available information.

Does Guggenheim participate in fund commitments or only direct deals?

The firm's investment approach is not detailed in public sources. It may employ both fund-of-funds and direct investment strategies, consistent with many asset managers, but this is unconfirmed.

Where does the underlying wealth come from?

The wealth origin for Guggenheim is not publicly disclosed. The firm does not attribute its capital to a specific family or fortune in available records.

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