# Guggenheim Securities

Guggenheim Securities is an Asset Manager based in New York, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 1999
- **Assets under management:** Undisclosed
- **Website:** guggenheimsecurities.com
- **LinkedIn:** https://www.linkedin.com/company/guggenheim-securities

## Regulatory record

- **Reports private funds:** No

## About

Guggenheim Securities is an investment bank based in New York, New York. The firm provides advisory services for mergers, acquisitions, and restructurings, as well as capital raising through public and private offerings of equity and debt. It also offers sales and trading services and market research.

## Sectors

- Investment Banking
- Capital Markets
- Financial Services

## Questions

### Who runs investment decisions at Guggenheim Securities?

The firm is led by a group of senior managing directors who oversee practice areas. As of 2025, key leaders include Mark D. E. (CEO of Investment Banking) and others who guide M&A, restructuring, and capital markets teams. The CEO of Guggenheim Partners, Mark Walter, provides overall strategic direction (per the firm's official communications).

### How does Guggenheim Securities source proprietary deal flow?

The firm leverages relationships from the broader Guggenheim ecosystem, including insurance, asset management, and direct lending arms, to source advisory mandates. It also originates deals through industry-specific coverage teams in energy, technology, healthcare, and financial services. Balance sheet commitments to underwrite deals give it a competitive edge in pitching complex transactions.

### What investment stages does Guggenheim Securities typically target?

As an investment bank, the firm advises on all stages of corporate development from growth equity to mature company M&A, restructuring, and capital markets. Its coverage spans private and public companies across the middle market and large-cap segments. The firm is particularly active in public company take-privates and leveraged buyouts.

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Last updated: 2026-06-03T20:00:00.000Z

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