# GWN Securities

GWN Securities is an Asset Manager based in Palm Beach Gardens, FL, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Palm Beach Gardens, FL, United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** https://gwnsecurities.com

## Regulatory record

- **CRD number:** 128929
- **SEC file number:** 801-62547
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/128929

## About

GWN SECURITIES INC. is an SEC-registered investment adviser in PALM BEACH GARDENS, FL, since 2004. The firm manages approximately $4.8 billion in assets. It has 707 employees and 448 investment advisers.

## Questions

### Who owns GWN Securities?

GWN Securities is a wholly owned subsidiary of Cetera Financial Group, a large network of independent broker-dealers. Cetera itself has undergone multiple private-equity ownership transitions, and as of mid-2024 was controlled by Genstar Capital (per Cetera's regulatory filings and public record). This parentage provides GWN with institutional clearing relationships and a shared compliance framework.

### Does GWN Securities manage proprietary investment funds?

GWN does not manage proprietary pooled investment vehicles. Its product shelf is constructed from third-party asset managers, including mutual fund families, variable annuity carriers, alternative investment sponsors, and structured product issuers. The firm's value chain is in distribution, supervision, and operational support — not in originating investment strategies.

### Who runs investment decisions at GWN Securities?

Investment decisions at GWN are decentralized. Individual affiliated advisors construct portfolios for their own clients using the firm's approved product roster. GWN's home-office function focuses on product due diligence, supervisory review, and maintaining a compliant product shelf — but there is no central chief investment officer directing firmwide asset allocation or manager selection.

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Last updated: 2026-07-11T01:42:58.000Z

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