# Haggerty Investment Group

Haggerty Investment Group is a Bank / Wealth / Trust based in Ridgewood, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Ridgewood, United States
- **Region:** North America
- **Address:** Ridgewood, NJ, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** thehaggertygroup.com
- **LinkedIn:** https://www.linkedin.com/company/the-haggerty-group

## Regulatory record

- **CRD number:** 167130
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-30T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/167130

## About

Haggerty Investment Group was established in 2013 in Ridgewood, New Jersey. The firm operates as a registered investment advisor, which places it under the regulatory oversight of the SEC and imposes a fiduciary duty to its clients. Its founding was premised on serving individuals, small businesses, and other entities with a consolidated suite of services that pairs discretionary portfolio management with complementary accounting and tax-planning capabilities. The strategy centers on integrated wealth management rather than a single asset-class specialty. The firm's service model spans portfolio construction across public equities and fixed-income instruments, alongside tax-aware planning and accounting services that target the operational complexity often faced by business owners and high-net-worth individuals. This bundling creates a stickier client relationship than advisory-only practices. The firm's investment approach is delivered directly to end clients, with no evidence of pooled fund vehicles, co-investment programs, or institutional separate accounts in the public record. The firm is headquartered in Ridgewood, New Jersey. Total assets under management, team size, and named principals are not publicly disclosed as of the latest available filings. The firm has not publicly announced any fund launches, acquisitions, or major operational events in the past 24 months. Haggerty Investment Group's structural differentiator lies in its service bundling: portfolio management, accounting, and tax planning delivered under one roof by a registered investment advisor. This architecture addresses a fragmentation problem common among affluent clients who typically coordinate between a financial advisor, a CPA, and sometimes a third-party money manager. By housing these disciplines internally, the firm can execute tax-loss harvesting, income-shifting strategies, and entity-level planning with direct visibility into the portfolio, removing the coordination lag and information gaps that plague multi-provider setups.

## Questions

### What is Haggerty Investment Group's regulatory status?

The firm as a registered investment advisor, which imposes a fiduciary duty to act in clients' best interests. RIAs are subject to Form ADV disclosure requirements, periodic examinations, and compliance obligations under the Investment Advisers Act of 1940. This regulatory posture differs from broker-dealers who operate under a suitability standard.

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Last updated: 2026-08-14T12:30:00.000Z

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