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Hampton Financial
Hampton Financial Corporation is an SEC-registered investment adviser with $20 million in regulatory assets under management. The firm has 4 employees and 3...
Hampton Financial
Hampton Financial Corporation is an SEC-registered investment adviser with $20 million in regulatory assets under management. The firm has 4 employees and 3 investment advisers. It operates with a team of 4.
General information
Firm type
Single Family Office
Location
Region
North America
Country
Canada
City
Toronto
Corporate office
Toronto, Canada
Principals
Daniel Rotter
Certified Financial Planner
Sector focus
Frequently asked questions
Is Hampton Financial a single family office?
Based on public disclosures, Hampton Financial does not fit the structural definition of a single family office. It operates as a personal financial planning practice run by Daniel Rotter, serving multiple families with retirement and tax strategy rather than consolidating one family's investment balance sheet. No institutional investment activity or centralized treasury function is evident.
What services does Hampton Financial provide?
The firm offers retirement planning, tax strategy, lifetime income structuring, education funding, legacy gifting, and wealth protection. These services reflect a retail or mass-affluent advisory model, centered on financial planning rather than multi-asset-class institutional portfolio management.
Who runs the firm?
Daniel Rotter runs Hampton Financial as the sole named professional. He is a Certified Financial Planner (CFP) operating out of Toronto, Canada. No other investment committee members or principals are publicly listed.
Does Hampton Financial disclose assets under management or deployment?
No. Hampton Financial does not publish AUM figures, deployment levels, or portfolio size. The firm provides personal financial planning services, and its client capital base is not publicly disclosed.
Does Hampton Financial make direct investments or fund commitments?
There is no public evidence of direct investing or fund commitments. The practice's stated focus is on tax, retirement, and estate planning for families, with no mention of private equity, venture capital, real estate transactions, or co-investments.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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