# Harris Financial Services, Inc.

Harris Financial Services, Inc. is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 113275
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/113275

## About

Harris Financial Services, Inc. is a state-registered investment adviser in Oshkosh, WI. The firm manages approximately $43 million in regulatory assets. It has 2 employees and 1 investment adviser.

## Questions

### How does Harris Financial Services source its investment research?

The firm uses a combination of proprietary analysis and third-party research providers to evaluate mutual funds, ETFs, and individual securities. Public filings indicate the firm subscribes to multiple research platforms rather than relying solely on internal team output.

### Does Harris Financial Services manage money for institutions or only individuals?

The firm primarily serves individual clients, though it also accepts accounts from small institutions and retirement plans. Its SEC registration covers discretionary management for both retail and high-net-worth clients.

### What types of accounts does Harris Financial Services handle?

The firm manages both taxable and tax-deferred accounts, including IRAs, 401(k) rollovers, trust accounts, and individual brokerage accounts. Portfolio construction focuses on asset allocation aligned with each client's time horizon and risk tolerance.

### Is Harris Financial Services affiliated with any other financial firms?

No public disclosures indicate affiliation with a bank, insurance company, or larger asset manager. The firm operates as an independent RIA.

### What is the fee structure at Harris Financial Services?

The firm charges fees as a percentage of assets under management, with rates disclosed in its SEC ADV Part 2 brochure. Specific tiered breakpoints are not publicly itemized.

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Last updated: 2026-08-14T12:30:00.000Z

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