# Helianth Investment Management

Helianth Investment Management is a Bank / Wealth / Trust based in Port Chester, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Port Chester, United States
- **Region:** North America
- **Address:** Rye, NY, United States
- **Founded:** 2022
- **Assets under management:** Undisclosed
- **Website:** helianthinvestment.com
- **LinkedIn:** linkedin.com/company/helianthpartners

## Regulatory record

- **CRD number:** 317326
- **SEC file number:** 801-123093
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-18T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/317326

## About

Helianth Investment Management was established in 2022 and operates from Rye, New York, as an SEC-registered investment advisor. The firm serves individual investors, high-net-worth clients, and family offices, structuring itself around fiduciary advisory rather than brokerage or proprietary product distribution. Its formation in the post-pandemic environment placed it among a wave of new RIAs positioning for client demand that favors independent, fee-only advice models. Helianth provides investment advisory services centered on risk management and portfolio construction. Its location in Westchester County places it near a significant concentration of private wealth in the New York metropolitan area while maintaining distance from the wirehouse culture of Manhattan. As a newer entrant, team size and asset figures remain undisclosed. Co-investment activity, philanthropic coordination, or other adjacent services are not publicly detailed. Helianth's structural posture as an independent RIA — free from investment-banking conflicts and balance-sheet constraints — defines its pitch to families seeking alignment. The firm's youth means governance and succession are still formative. An allocator evaluating Helianth would focus on the founding team's prior institutional tracks, a detail the firm has not surfaced publicly.

## Questions

### Is Helianth Investment Management a broker-dealer or a fiduciary?

Helianth is structured as an SEC-registered investment advisor (RIA), which binds the firm to a fiduciary standard requiring it to act in its clients' best interests. It does not operate as a broker-dealer, meaning its revenue is generated from advisory fees rather than commissions or proprietary product sales.

### What is the founding team's prior institutional background?

The principals behind Helianth have not been named in public filings or the firm's website as of mid-2026. Understanding the team's prior experience at established asset managers, private banks, or family offices is a key diligence item for any prospective allocator given the firm's relatively recent 2022 launch.

### Does Helianth Investment Management disclose its assets under management?

The firm has not publicly disclosed an AUM figure. As a boutique RIA, it is not uncommon for early-stage firms to keep their asset base private. Any AUM number in circulation should be verified directly with the firm or through its Form ADV filing.

## Related profiles

- [Helen Ventures](https://altss.com/profile/helen-ventures)
- [Helium Advisors](https://altss.com/profile/helium-advisors)

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Last updated: 2026-08-11T02:43:31.692Z

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