# HELM CAPITAL MANAGEMENT

HELM CAPITAL MANAGEMENT is an Asset Manager based in Seattle, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Seattle, United States
- **Region:** North America
- **Address:** Jacksonville, FL, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed
- **Website:** helmcapitalmanagement.com

## Regulatory record

- **CRD number:** 123174
- **SEC file number:** 801-81063
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/123174

## About

HELM CAPITAL MANAGEMENT is an SEC-registered investment adviser in SEATTLE, WA, registered since 2015. The firm manages approximately $401 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Financials
- Utilities
- Energy
- Basic Materials
- Real Estate

## People

- Don R. Helm — Chief Investment Officer

## Questions

### Who runs investment decisions at Helm Capital Management?

Don R. Helm serves as the Chief Investment Officer and sole reported investment decision-maker, per SEC Form ADV filings. The firm operates without an investment committee structure, placing portfolio construction authority directly with the founder.

### What asset classes does Helm Capital Management invest in?

The firm invests exclusively in publicly traded US equities, with a focus on high-dividend-yield sectors. Core exposures include energy infrastructure master limited partnerships, regulated electric and gas utilities, commercial real estate investment trusts, and regional bank stocks, all held through separately managed accounts.

### Does Helm Capital Management commit capital to external private funds or venture?

No. The firm's Form ADV and stated investment approach indicate that all client capital is deployed directly into publicly traded common stock and preferred equity. There is no reported activity in private equity fund commitments, venture capital, or hedge fund allocations.

### How does the firm source investment ideas?

Idea generation is principal-led and fundamental, drawing on publicly available financial data, SEC filings, and direct analysis of regulated-industry cash flows, per the firm's communications. Helm does not market a proprietary screening algorithm or a third-party research subscription model as its primary edge.

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- [Open Door Investment Advisors](https://altss.com/profile/open-door-investment-advisors-inc)
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Last updated: 2026-06-03T20:00:00.000Z

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