# HERGES CAPITAL MANAGEMENT

HERGES CAPITAL MANAGEMENT is a RIA based in San Diego.

## Overview

- **Organization type:** RIA
- **Headquarters:** San Diego
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** https://hergescapital.com

## Regulatory record

- **CRD number:** 288600
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/288600

## About

Herges Capital Management is a 100% independent fiduciary with dual registrations as a state-registered investment advisor (RIA) and commodity trading advisor (CTA). The firm uses a direct indexing approach, purchasing individual bonds and stocks to avoid third-party mutual fund and ETF fees, and emphasizes tax and cost efficiency. Services include investment advising, portfolio management, dividend growth investing, and a trend-following futures strategy.

## People

- Dr. Udo Herges — Founder & CEO
- Dr. Udo Herges — Founder & Chief Executive Officer

## Related profiles

- [Insight Personal Finance](https://altss.com/profile/insight-personal-finance)
- [BRIGHT PORTFOLIOS, LLC](https://altss.com/profile/bright-portfolios-llc)

---

Last updated: 2026-08-11T15:06:57.816Z

Canonical page: https://altss.com/profile/herges-capital-management

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology