# Heritage Asset Advisors

Heritage Asset Advisors is a Bank / Wealth / Trust based in Houston, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Houston, United States
- **Region:** North America
- **Address:** Houston, TX, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** heritageassetadvisors.com
- **LinkedIn:** https://linkedin.com/company/heritage-asset-advisors-ltd.-llp

## Regulatory record

- **CRD number:** 144125
- **SEC file number:** 801-67956
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/144125

## About

Founded in 2007, Heritage Asset Advisors is a Houston-based registered investment advisor that provides financial planning and discretionary investment management to individuals, trusts, estates, charitable organizations, and business entities. The firm also advises pension and profit-sharing plans, reflecting a dual practice that spans both personal wealth and small institutional retirement assets. The firm operates a fiduciary advisory model that combines financial planning with portfolio construction. Investment advisory services cover asset allocation, manager selection, and ongoing portfolio monitoring. Heritage Asset Advisors targets clients across the Texas Gulf Coast region and advises on retirement plan structures for small to mid-sized businesses. Heritage Asset Advisors is registered with the SEC or relevant state securities authorities, as required for RIAs of its size and client profile. The firm has maintained a presence in the Houston wealth advisory market since its founding, serving a client base typical of a regional RIA: concentrated private wealth generated from the energy, real estate, and professional services sectors that define the Houston economy. The firm's structural differentiator is its independence. As a privately held RIA without a parent bank, broker-dealer, or insurance company, Heritage Asset Advisors sits on the same side of the table as its clients — a fiduciary posture that removes product-related conflicts from the advisory relationship.

## Questions

### What is Heritage Asset Advisors' regulatory status?

Heritage Asset Advisors operates as a Registered Investment Advisor (RIA), making it a fiduciary to its clients under the Investment Advisers Act of 1940. This status requires the firm to place client interests ahead of its own when recommending investments or constructing portfolios. The firm does not operate as a broker-dealer.

### Does Heritage Asset Advisors have any known parent company or institutional backing?

There is no public record of a corporate parent, bank affiliation, or institutional majority owner. Independence is a core characteristic of the firm's structure, which eliminates product-distribution conflicts that arise inside bank-owned or broker-dealer-affiliated advisory shops.

### What geographic market does Heritage Asset Advisors serve?

The firm is headquartered in Houston, Texas, and per its public registration, its advisory business focuses on the Texas Gulf Coast region — one of the densest concentrations of private wealth in the United States, driven by energy, commercial real estate, and professional services.

## Related profiles

- [Heritage and Stabilisation Fund](https://altss.com/profile/heritage-and-stabilisation-fund)
- [Heritage Bank](https://altss.com/profile/heritage-bank)

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Last updated: 2026-06-03T20:00:00.000Z

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