# HERRIOT FINANCIAL, LLC

HERRIOT FINANCIAL, LLC is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** https://herriotfinancial.com

## Regulatory record

- **CRD number:** 333511
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/333511

## About

Herriot Financial, LLC is a state-registered investment adviser with approximately $3 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single office.

## Questions

### What legal structure does Herriot Financial use, and why does it matter?

Herriot Financial uses a limited liability company structure, as indicated by its legal name (public record). An LLC provides liability protection, flexible tax treatment, and a mechanism for separating family investment activities from operating businesses. The specific state of organization is not public, but many family offices form in Delaware, Wyoming, or Nevada for their strong privacy protections and well-developed business-law frameworks.

## Related profiles

- [Hewell Financial Group](https://altss.com/profile/hewell-financial-group-inc)

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Last updated: 2026-07-06T01:24:18.195Z

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