# HighMark Wealth Management

HighMark Wealth Management is a Bank / Wealth / Trust based in St. Paul, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** St. Paul, United States
- **Region:** North America
- **Address:** Saint Paul, MN, United States
- **Founded:** 2012
- **Assets under management:** Undisclosed
- **Website:** highmarkwealth.com

## Regulatory record

- **CRD number:** 164790
- **SEC file number:** 801-76896
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-04-28T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/164790

## About

HighMark Wealth Management launched in 2012 as a registered investment advisor headquartered in Saint Paul, Minnesota. The firm advises individuals, high-net-worth families, and retirement plans, delivering investment management and financial planning services under a fiduciary standard. The practice operates within the Twin Cities metro and surrounding upper-Midwest communities, building its client base through local relationships rather than national marketing. The firm's strategy centers on portfolio construction and ongoing advisory relationships. HighMark's service model combines asset allocation, security selection, and financial planning delivered under an advisory fee structure rather than transaction-based compensation. The firm works across taxable and tax-advantaged accounts, including IRA and 401(k) rollover assets, and advises employer-sponsored retirement plans. While the firm does not publicly disclose specific portfolio holdings or AUM, its registration as an RIA with the SEC confirms a fiduciary obligation to place client interests ahead of its own — a legal structure distinct from broker-dealer or hybrid models. HighMark's geographic footprint concentrates on the Minneapolis-Saint Paul metropolitan area. The firm maintains its single office in Saint Paul, drawing clients from the broader Ramsey County and surrounding Minnesota communities. The advisor's scale, team size, and any parallel philanthropic or operating-company vehicles remain undisclosed in the public record. In May 2024, no material operational announcements, personnel changes, or capital events surfaced in the firm's regulatory filings or public communications. HighMark's structural differentiator lies in its independent RIA registration within a financial-services landscape increasingly populated by roll-up consolidators and private-equity-backed aggregator platforms. The firm's standalone posture and Saint Paul base position it as a local fiduciary with no disclosed affiliation to a larger bank, insurance carrier, or serial acquirer — an architecture that may appeal to clients seeking advice unlinked to institutional product distribution mandates.

## Questions

### How is HighMark Wealth Management registered with regulators?

HighMark operates as a registered investment advisor (RIA) with the US Securities and Exchange Commission. This registration imposes a fiduciary duty, meaning the firm must legally act in its clients' best interests when providing investment advice. The RIA structure distinguishes it from broker-dealers, who operate under a suitability standard.

## Related profiles

- [Highmark Pension Plan](https://altss.com/profile/highmark-pension-plan)
- [HighView Financial Group](https://altss.com/profile/highview-financial-group)

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Last updated: 2026-06-03T20:00:00.000Z

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