# Hollow Brook Wealth Management

Hollow Brook Wealth Management is a Multi Family Office based in Katonah, United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** Katonah, United States
- **Region:** North America
- **Address:** 152 Bedford Road Second Floor, Katonah, NY 10536, United States
- **Founded:** 2007
- **Assets under management:** 1.2B (Altss estimate)
- **Website:** hollowbrookllc.com
- **LinkedIn:** https://www.linkedin.com/company/hollow-brook-wealth-management-llc/

## Regulatory record

- **CRD number:** 145521
- **SEC file number:** 801-68599
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-30T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/145521

## About

Hollow Brook Wealth Management was established in 2007 by Alan Lee Bazaar and Philip Richter. The firm provides asset allocation, portfolio construction and estate planning services to affluent families, foundations and endowments. It maintains headquarters at 152 Bedford Road in Katonah, New York. The firm deploys capital across public equities, commodities, life settlements and special situations. Confirmed holdings include GLDM gold ETF, BRK.B, DMLP royalty units, MSFT, JNJ, AAPL, AMZN and NVDA. Past private positions encompassed Wireless Telecom Group and NTS. The geographic focus centers on North America with additional exposure to global commodity markets. Investments occur through direct holdings and structured vehicles rather than broad fund commitments. The firm reports an estimated 1.2 billion dollars under management. It employs internal investment and planning professionals and retains Pershing, Fidelity and Charles Schwab as custodians. Accounting services are provided by PKF O'Connor Davies since 2023. Philip Richter serves as Treasurer and Trustee of the United States Equestrian Team Foundation. The firm participated in the Milken Institute Global Conference in May 2025. Hollow Brook maintains a hybrid structure that integrates tax, accounting and concierge services alongside investment management. This setup allows direct oversight of both liquid public positions and illiquid private assets for its client families without reliance on external fund sponsors for core allocation decisions.

## Sectors

- Special Situations
- Collectibles

## People

- Alan Lee Bazaar — Chief Executive Officer and Co-Founder
- Philip Ernst Richter — President and Co-Founder
- E. Wayne Nordberg — Chairman and Co-Chief Investment Officer

## Questions

### Who runs investment decisions at Hollow Brook Wealth Management?

Alan Lee Bazaar serves as Chief Executive Officer and Co-Founder. E. Wayne Nordberg acts as Chairman and Co-Chief Investment Officer. Philip Ernst Richter serves as President and Co-Founder.

### Does Hollow Brook Wealth Management participate in fund commitments or only direct deals?

The firm executes both public market positions and direct private holdings. Confirmed direct positions include Wireless Telecom Group and NTS. Public holdings appear in 13F filings.

### What investment stages does Hollow Brook Wealth Management typically target?

The firm holds mature public equities and exited private operating businesses. It also maintains exposure to commodities and life settlements.

### How is Hollow Brook Wealth Management related to Richard L. Scott?

Hollow Brook acts as trustee for the blind trust of US Senator Rick Scott according to Altss research records.

### What asset classes appear in Hollow Brook Wealth Management public filings?

Holdings include GLDM gold ETF valued near 40 million dollars, BRK.B near 35 million dollars and DMLP near 30 million dollars as of recent periods.

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- [William & Mary Investment Trust](https://altss.com/profile/william-mary-investment-trust)
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Last updated: 2026-07-06T01:24:18.301Z

Canonical page: https://altss.com/profile/hollow-brook-wealth-management-llc

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology