# HSBC Securities USA

HSBC Securities USA is a Private Equity based in New York, United States.

## Overview

- **Organization type:** Private Equity
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2005
- **Assets under management:** Undisclosed
- **Website:** www.us.hsbc.com
- **LinkedIn:** https://linkedin.com/company/hsbc-securities-usa-inc.

## Regulatory record

- **CRD number:** 19585
- **SEC file number:** 801-64563
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/19585

## About

HSBC Securities USA is an SEC-registered investment adviser in New York, NY, since 2005. The firm manages $3.8 billion in assets, with $825 million on discretionary basis. It has 490 employees and 402 investment advisers.

## Questions

### Is HSBC Securities USA a private equity firm?

No. HSBC Securities USA operates as a registered broker-dealer and investment advisory affiliate, distributing investment, annuity, and insurance products primarily to HSBC Bank USA's retail and Premier clients. It does not manage committed private equity funds or deploy discretionary institutional capital into direct investments.

### What is the relationship between HSBC Securities USA and HSBC Bank USA?

HSBC Securities (USA) Inc. is an affiliate of HSBC Bank USA, N.A. It provides investment products and services, while the bank provides banking products and services. A third entity, HSBC Insurance Agency (USA) Inc.—a wholly owned subsidiary of the bank—handles insurance products. Together they form the U.S. wealth ecosystem under the HSBC Group umbrella.

### How is HSBC Securities USA regulated?

The firm is registered with the SEC and is a member of NYSE, FINRA, and SIPC. Client brokerage accounts carry SIPC protection, while bank deposit products within those accounts are covered by FDIC insurance up to allowable limits. FINRA's BrokerCheck service provides free background research on the firm and its registered representatives.

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Last updated: 2026-06-03T20:00:00.000Z

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