# Hughes Warren

Hughes Warren is a Bank / Wealth / Trust based in Edmond, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Edmond, United States
- **Region:** North America
- **Address:** Edmond, OK, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** www.hugheswarren.com
- **LinkedIn:** https://www.linkedin.com/company/hughes-warren-inc.

## Regulatory record

- **CRD number:** 145570
- **SEC file number:** 801-113240
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/145570

## About

Brad Hughes and Kiley Warren launched the firm in 2007 with a focus on wealth management for clients in the Oklahoma City metropolitan area. The practice serves individuals, high-net-worth families, and business entities, combining financial planning with discretionary portfolio management. Hughes Warren constructs portfolios using individual equities, fixed-income instruments, and third-party mutual funds or ETFs. The firm emphasizes tax-aware asset location, retirement income modeling, and concentrated-stock-position strategies for business owners transitioning to liquidity. Its client base draws heavily from Oklahoma's energy, real estate, and professional-services communities, though the firm does not publicly disclose specific portfolio holdings or deal-level investments. The firm operates from a single location in Edmond, Oklahoma. It does not publish AUM, team headcount, or third-party rankings. No adjacent philanthropic vehicles, operating companies, or co-investment clubs are referenced in public disclosures. In September 2023, the firm's regulatory filings confirmed its ongoing registration as an investment adviser with the Oklahoma Securities Commission, with no reported disciplinary events. Hughes Warren's structural model—a small, single-office RIA in a secondary market—creates a direct accountability chain. The founding partners remain the named advisors on client relationships, a governance structure that reduces principal-agent distance relative to wirehouse teams or aggregator platforms where advisor turnover can disrupt multi-generational planning continuity.

## Questions

### Does Hughes Warren act as a fiduciary for its clients?

Yes. As a registered investment advisor, the firm has a fiduciary duty to place client interests ahead of its own in all advisory relationships. This distinguishes the firm from broker-dealers operating under a suitability standard, which requires only that recommendations be suitable without demanding they be in the client's best interest.

### Who handles the day-to-day client relationships at the firm?

Brad Hughes and Kiley Warren are the firm's named founders and remain the primary advisors on client relationships, per regulatory filings. This structure means clients interact directly with the firm's principals rather than being assigned to junior advisors or rotating relationship managers.

## Related profiles

- [Hughes Financial Services](https://altss.com/profile/hughes-financial-services)
- [Hugo Capital](https://altss.com/profile/hugo-capital)

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Last updated: 2026-06-03T20:00:00.000Z

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