# J.E. Simmons & Co

J.E. Simmons & Co is a Bank / Wealth / Trust based in Dallas, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Dallas, United States
- **Region:** North America
- **Address:** Dallas, TX, United States
- **Founded:** 1996
- **Assets under management:** <$1B (Altss estimate)
- **Website:** jesimmons.com
- **LinkedIn:** https://www.linkedin.com/company/jesimmonsco

## Regulatory record

- **CRD number:** 107599
- **SEC file number:** 801-49261
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/107599

## About

Founded in 1996 by John E. Simmons, the firm operates from Dallas, Texas, as a specialized broker-dealer and investment bank. Its origin differs from the typical Texas energy-wealth playbook: Simmons built the practice around fixed-income portfolio management, balance-sheet advisory, and structured products for community and regional banks — institutions that the bulge-bracket firms seldom serve at scale. The firm's deployment centers on three asset classes: fixed-income securities, structured products, and mortgage-backed instruments. Stage coverage is not applicable in the venture-style sense; instead, its capital-markets desk provides ongoing execution — rate-risk hedging, deposit-optimization strategies, and whole-loan trading — for depository institutions. The geographic footprint is concentrated in the US Sun Belt and Midwest, with a particularly deep roster of Texas- and Oklahoma-based bank clients that rely on Simmons to maintain liquidity and regulatory capital ratios. J.E. Simmons & Co orchestrated the 2017 sale of Carlile Bancshares to Independent Bank Group, a deal valued at approximately $1.5 billion (per the firms' joint announcement, 2017). The transaction involved 71 branches and $7.5 billion in total assets, highlighting the firm's capacity to quarterback M&A for private, closely held banks. In 2024, the firm continued executing its core fixed-income mandate, with no publicly reported change in strategy or partnership structure. What distinguishes J.E. Simmons from a typical TAMP (turnkey asset management platform) or regional broker is its proprietary structured-product engine. Rather than reselling third-party structured notes, the firm builds bespoke rate-linked products — callable step-up notes, floating-rate preferreds, and yield-curve steepener trades — tailored to the specific liability duration of each client bank. That manufacturing capability, uncommon at this asset scale, substitutes for an external RIA overlay and keeps both advisory and trading economics in-house.

## Sectors

- Oil & Gas
- Real Estate

## People

- John E. Simmons — Founder

## Questions

### Does the firm offer advisory services beyond fixed-income execution?

Yes. The firm provides whole-bank M&A advisory for closely held institutions, as demonstrated by its role in the 2017 sale of Carlile Bancshares to Independent Bank Group in a transaction valued at approximately $1.5 billion (per the firms' joint announcement, 2017). The advisory practice extends to balance-sheet restructuring, regulatory capital planning, and deposit-optimization strategies.

### Does J.E. Simmons & Co participate in fund commitments or direct venture investments?

No. The firm does not operate venture-capital or fund-of-funds programs. Its capital-markets activity is confined to fixed-income portfolio execution, structured-product manufacturing, and whole-loan trading for bank and credit-union balance sheets, with no publicly disclosed direct equity or venture investment posture.

### Which regions do its bank clients typically operate in?

The firm's client concentration sits in the US Sun Belt and Midwest, with Texas and Oklahoma representing a particularly dense cohort of community and regional banks. The firm has not publicly disclosed a client outside these US geographies.

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Last updated: 2026-07-06T00:34:54.625Z

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