Bank / Wealth / TrustRIA · CRD 132484SEC-Registered

Updated:

JC Miano Investment Advisory Service

JC Miano Investment Advisory Service is an SEC-registered investment adviser in Utica, NY, registered since 2007. The firm manages $55 million in assets, with...

JC Miano Investment Advisory Service logo

JC Miano Investment Advisory Service

JC Miano Investment Advisory Service is an SEC-registered investment adviser in Utica, NY, registered since 2007. The firm manages $55 million in assets, with $54 million on a discretionary basis. It has one employee and one investment adviser.

General information

Firm type

Bank / Wealth / Trust

Year founded

2007

Location

Region

North America

Country

United States

City

Utica

Corporate office

Utica, NY, United States

Principals

John C. Miano

President

Frequently asked questions

Is JC Miano Investment Advisory Service a fee-only or fee-based firm?

The firm operates on a fee-only basis, according to its regulatory filings. That means it charges clients a percentage of assets under management or a fixed fee, and does not accept commissions, 12b-1 fees, or revenue-sharing payments from product providers — a structure that places it in a fiduciary category distinct from broker-dealers.

Who makes investment decisions at the firm?

John C. Miano, the firm's president, is the central figure in investment decision-making. The firm's Form ADV filings list him as the sole principal, and there are no publicly named portfolio managers, analysts, or investment committee members outside of his role.

What is the firm's relationship to any bank or insurance company?

JC Miano Investment Advisory Service is independently owned and not affiliated with any bank, insurance company, or broker-dealer. This independence is a defining feature, removing the product-distribution pressures that often shape portfolio construction at bank-owned wealth management firms in upstate New York.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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