# J.P. Morgan Securities LLC

J.P. Morgan Securities LLC is an Asset Manager based in New York, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Over $1T (Altss estimate)
- **Website:** jpmorgan.com

## Regulatory record

- **CRD number:** 79
- **SEC file number:** 801-3702
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/79

## About

J.P. MORGAN SECURITIES LLC is an SEC-registered investment adviser in NEW YORK, NY, since 1965. The firm manages $429.7 billion in assets, $358.3 billion on a discretionary basis. It has 8703 employees and 8479 investment advisers.

## Sectors

- Investment Banking
- Asset Management
- Private Credit
- Hedge Funds
- Real Estate
- Infrastructure
- Wealth Management

## Questions

### How does J.P. Morgan Securities source proprietary deal flow?

The firm generates lead roles in IPOs, bond issuances, and M&A through its corporate banking relationships, its research franchise, and its large sales force. It often acts as a bookrunner for clients it also lends to via JPMorgan's commercial bank, giving it early access to underwriting and advisory mandates.

### What investment stages does J.P. Morgan Securities typically target?

As a securities firm, it mostly operates in public markets and large-scale private placements. It underwrites IPOs and follow-on offerings for growth-stage and mature companies, arranges leveraged buyout financing, and trades liquid securities. It does not make early-stage venture investments directly.

### Which sectors does J.P. Morgan Securities explicitly avoid?

The firm has publicly stated ESG and climate-related policies that restrict financing for certain fossil-fuel projects, such as new Arctic drilling and mountaintop-removal coal mining (per JPMorgan Chase's 2023 ESG report). It also avoids underwriting securities for entities on US sanctions lists.

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/jp-morgan-securities-llc

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