# Kawasaki Financial, LLC

Kawasaki Financial, LLC is a RIA based in Denver, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Denver, United States
- **Region:** North America
- **Address:** Denver, CO, United States
- **Founded:** 1994
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 173848
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/173848

## About

Kawasaki Financial, LLC is a state-registered investment adviser with approximately $8 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single investment adviser.

## Sectors

- Private Credit
- Real Estate
- Infrastructure
- Hedge Funds

## People

- John Chaffee — President

## Questions

### How does Kawasaki Financial source deals?

The firm relies on long-standing relationships with institutional partners for deal flow. Its conservative, direct-focused strategy means it often acts as a co-investor alongside larger private credit and infrastructure funds, rather than leading transactions.

### Is Kawasaki Financial a passive investor or do they take active roles?

The office takes a passive, long-term approach to capital deployment. It does not seek board seats or operational control in portfolio companies, preferring to let external managers handle day-to-day oversight.

### What sectors does Kawasaki Financial avoid?

The firm is known to avoid early-stage venture capital, public equities, and high-turnover trading strategies. Its focus remains on private credit, real estate, and infrastructure — sectors that align with its long-duration, low-volatility mandate.

## Related profiles

- [Steward Family Office](https://altss.com/profile/steward-family-office-inc)
- [Ellenbecker Investment Group](https://altss.com/profile/ellenbecker-investment-group)

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Last updated: 2026-07-06T01:24:19.568Z

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