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Keener Financial Planning
Advisory services are offered through Keener Financial Planning, LLC, an investment adviser registered with the SEC. | Objective Financial Advice tailored to...
Keener Financial Planning
Advisory services are offered through Keener Financial Planning, LLC, an investment adviser registered with the SEC. | Objective Financial Advice tailored to your unique situation on a fee-only basis.
General information
Firm type
RIA
Frequently asked questions
What is Keener Financial Planning's fee structure?
Keener Financial Planning operates on a fee-only basis, charging clients directly for financial planning and investment management services. This model eliminates commissions or hidden fees from product sales, ensuring the firm's advice is not influenced by third-party compensation. The exact fee schedule is disclosed in the firm's Form ADV, which is publicly available through the SEC's Investment Adviser Public Disclosure (IAPD) database.
Is Keener Financial Planning a fiduciary?
Yes, as a registered investment advisor (RIA), Keener Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940. This means the firm must act in its clients' best interests at all times, disclosing any potential conflicts of interest. This is a higher standard than the suitability standard that applies to broker-dealers.
How is Keener Financial Planning regulated?
Keener Financial Planning is regulated by either the U.S. Securities and Exchange Commission (SEC) or its home state's securities regulator, depending on its assets under management. As an RIA, the firm must file Form ADV annually, which includes information about its business practices, fees, disciplinary history, and key personnel. This filing is publicly accessible via the SEC's IAPD website.
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