# Kerntke Otto McGlone Wealth Management Group

Kerntke Otto McGlone Wealth Management Group is a Bank / Wealth / Trust based in Appleton, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Appleton, United States
- **Region:** North America
- **Address:** Appleton, WI, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** www.kerntkeottomcglone.com
- **LinkedIn:** https://www.linkedin.com/company/kom-wealth-management-group

## Regulatory record

- **Reports private funds:** No

## About

Founded in 2007, Kerntke Otto McGlone Wealth Management Group launched in Appleton, Wisconsin as a partnership whose very name — Kerntke, Otto, McGlone — signified a business built around the personal reputations of its founding advisors. The RIA advises individuals, high-net-worth families, trusts, estates, charitable foundations, corporations, and business entities, operating squarely in the Main Street-to-affluent band that defines much of the Upper Midwest's privately held wealth. The office in Appleton situates it within a corridor of manufacturing, agricultural, and privately held business fortunes that rarely register on coastal allocator maps. The firm's investment posture mirrors the classic Midwestern RIA: portfolio management, financial planning, tax strategy, and retirement-income structuring form the core mandate. No public record of direct private equity or venture co-investments exists, but retirement-plan consulting for small corporations and fiduciary oversight for charitable trusts suggest steady, relationship-driven asset gathering rather than episodic deal-by-deal deployment. Team size, total assets under advisement, and precise investment minimums remain private. Public records confirm registration as an SEC-registered investment advisor, which implies a fiduciary standard and a compliance structure that smaller, unregistered family outfits lack. The firm's web presence is minimal, consistent with an advisory practice that relies on referral networks rather than digital marketing to attract clients. What distinguishes Kerntke Otto McGlone from a generic financial-planning practice is the multi-principal partnership structure itself. Three named professionals sharing equity and client responsibility creates built-in succession scaffolding that solo-advisor RIAs lack — when one founder eventually steps back, two remain. For a client base rooted in small-city Wisconsin, that governance architecture matters more than investment novelty. The business is not a wealth platform; it is a relationship firm named after the people who answer the phone.

## Questions

### What is the firm's geographic coverage?

Kerntke Otto McGlone operates from a single office in Appleton, Wisconsin, and serves clients throughout the Fox Valley region and the broader Upper Midwest. There is no public indication of satellite offices in Milwaukee, Madison, or Chicago, although RIAs of this type routinely serve clients across state lines via remote advisory relationships.

### How does the partnership structure affect governance and succession?

A three-named-partner RIA has a governance advantage over solo-advisor practices: built-in redundancy and natural succession. When one partner eventually retires, two remain to oversee client relationships and compliance. For trust and estate clients with multi-decade planning horizons, this partnership architecture provides continuity that a single-proprietor firm cannot match.

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- [Kern County Electrical Workers Pension Fund](https://altss.com/profile/kern-county-electrical-workers-pension-fund)
- [Kerr Financial](https://altss.com/profile/kerr-financial)

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Last updated: 2026-08-11T02:43:31.692Z

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