# KEYES, STANGE & WOOTEN WEALTH MANAGEMENT

KEYES, STANGE & WOOTEN WEALTH MANAGEMENT is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/keyes-stange-wooten-wealth-management-llc

## Regulatory record

- **CRD number:** 139806
- **SEC file number:** 801-80151
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/139806

## About

Keyes, Stange & Wooten Wealth Management, LLC is an Investment Advisor providing customized, fee-based investment management and financial planning services to our valued clients. Clients served by Keyes, Stange & Wooten Wealth Management, LLC include individuals, business entities, trusts, estates and retirement plans. Members of our staff at Keyes, Stange & Wooten Wealth Management, LLC hold a variety of designations including CFP® (CERTIFIED FINANCIAL PLANNER™) certification, CPA (Certified Public Accountant), PFS (Personal Financial Specialist), CLU® (Chartered Life Underwriter) and ChFC® (Chartered Financial Consultant) in order to provide our clients with the most current, innovative financial planning techniques available.

## Questions

### How is Keyes, Stange & Wooten different from a single-advisor RIA?

Unlike a sole proprietor who must sell or merge to provide continuity, the multi-principal structure embeds succession coverage directly into the firm. If one partner retires, becomes incapacitated, or exits, two named fiduciaries remain with institutional knowledge of client portfolios and family dynamics. This architecture is a deliberate governance choice that larger family offices and institutional consultants often require in their advisor selection criteria.

### What regulatory body oversees Keyes, Stange & Wooten Wealth Management?

As a registered investment advisor in the United States, the firm is regulated by the Securities and Exchange Commission or the state securities regulator where it maintains its principal place of business, depending on its total regulatory assets under management. All RIAs are fiduciaries, legally obligated to act in their clients' best interests.

## Related profiles

- [7th Harvest Investments](https://altss.com/profile/7th-harvest-investments)
- [Sharmarc Financial Advisors](https://altss.com/profile/sharmarc-financial-advisors-inc)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/keyes-stange-and-wooten-wealth-management-llc

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology