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KFICO, LLC REGISTERED INVESTMENT ADVISOR
KFICO, LLC is an SEC-registered investment adviser in Tustin, CA. The firm manages approximately $43 million in regulatory assets. It has 1 employee and 1...
KFICO, LLC REGISTERED INVESTMENT ADVISOR
KFICO, LLC is an SEC-registered investment adviser in Tustin, CA. The firm manages approximately $43 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
RIA
Frequently asked questions
Who runs investment decisions at KFICO, LLC?
KFICO, LLC does not publicly name its investment professionals or decision-makers. SEC Form ADV filings may list key personnel, but no named principals have been identified in open sources. Allocators seeking this information should request the firm's most recent ADV Part 1 filing or contact the SEC's Investment Adviser Public Disclosure (IAPD) database.
Is KFICO, LLC a single family office or a multi-client RIA?
KFICO, LLC is registered as an investment advisor with the SEC, which prevents it from operating as an excluded single family office under the Investment Advisers Act of 1940. This structure suggests the firm manages assets for multiple clients rather than a single family. However, no public disclosure confirms its exact client base or mandate.
What investment services does KFICO, LLC provide?
As a registered investment advisor, KFICO likely offers discretionary or non-discretionary investment management, financial planning, or advisory services to individuals, trusts, or institutions. Without a publicly available Form ADV, the specific scope of its services remains unconfirmed. Typical RIA services include portfolio construction, asset allocation, and ongoing monitoring.
How can allocators verify KFICO, LLC's regulatory status?
KFICO, LLC is registered with the SEC. Allocators can verify its registration, review its Form ADV Part 1 (which includes basic operational data and disciplinary history), and check for any disclosures through the SEC's IAPD website at adviserinfo.sec.gov. The firm's SEC file number is not publicly known but can be retrieved by name search.
Does KFICO, LLC maintain any philanthropic structures?
No public information indicates that KFICO, LLC operates a separate philanthropic foundation or donor-advised fund program. If the firm serves family office clients, charitable vehicles may exist independently at the family level, but this is not disclosed.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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