# KGI Asia

KGI Asia is a Bank / Wealth / Trust based in Wan Chai, Hong Kong.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Wan Chai, Hong Kong
- **Region:** Asia
- **Address:** Wan Chai, Hong Kong
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** www.kgi.com.hk
- **LinkedIn:** https://www.linkedin.com/company/kgi-hongkong

## Regulatory record

- **Reports private funds:** No

## About

KGI Asia offers wealth management and asset management services within the financial services industry. The company provides brokerage and fixed income services to corporate, institutional, and high-net-worth individual clients. It was founded in 1997 and is based in Wanchai, Hong Kong.

## Questions

### What investment products does KGI Asia offer to clients?

KGI Asia distributes mutual funds, structured products, and discretionary portfolio management services from its Hong Kong base. The product shelf includes global equity and fixed-income funds, multi-asset strategies, and structured notes linked to major equity indices or single stocks. Clients are primarily retail and high-net-worth individuals across the Greater China region, per the firm's regulatory disclosures and public communications.

### Is KGI Asia a proprietary investment firm or a distributor?

It functions as a distributor and intermediary, not a proprietary balance-sheet investor. The entity holds Type 1, Type 4, and Type 9 licenses under the Hong Kong Securities and Futures Commission, authorizing securities dealing, advisory, and asset management — all on an agency and client-service basis. The group's proprietary capital deployment is managed at the Taiwan-listed parent level.

### What is KGI Asia's regulatory status in Hong Kong?

KGI Asia Limited is licensed by the Hong Kong Securities and Futures Commission under Central Entity Number AEN441. The firm holds Type 1 (dealing in securities), Type 4 (advising on securities), and Type 9 (asset management) regulated activities. This licensing structure permits it to distribute investment products, provide advisory services, and manage client portfolios within Hong Kong's regulatory perimeter.

## Related profiles

- [KG&L Capital Management](https://altss.com/profile/kg-l-capital-management)
- [KGI Life Insurance](https://altss.com/profile/kgi-life-insurance)

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Last updated: 2026-06-03T20:00:00.000Z

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