# Kleinfelder Capital

Kleinfelder Capital is a Bank / Wealth / Trust based in Cincinnati, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Cincinnati, United States
- **Region:** North America
- **Address:** Cincinnati, OH, United States
- **Founded:** 2017
- **Assets under management:** Undisclosed
- **Website:** kleinfeldercapital.com
- **LinkedIn:** https://www.linkedin.com/company/kleinfelder-capital

## Regulatory record

- **CRD number:** 289345
- **SEC file number:** 801-111047
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/289345

## About

Matthew Kleinfelder launched Kleinfelder Capital in 2017 as a fee-based registered investment advisor headquartered in Cincinnati. The firm grew out of a gap in the Ohio market: high-net-worth families and business owners needed a fiduciary who would construct and steward portfolios without the product-push incentives of a wirehouse. Kleinfelder organized the firm around planning-led advice — combining asset allocation, cash-flow modeling, and tax-aware portfolio construction under one advisory relationship — a model that resonates with Midwestern clients who value durability over complexity. The firm runs discretionary portfolios built primarily from individual equities, bonds, and low-cost ETFs, steering clear of proprietary products or internal fund menus that create lock-in. The strategy emphasizes downside protection and steady compounding rather than benchmark-chasing. Public records show Kleinfelder Capital holds the SEC registration and state-level licensing required to manage assets for individuals, trusts, and small institutions, though the firm does not disclose specific client names or portfolio holdings. The geographic footprint remains concentrated in the Cincinnati tristate region. Kleinfelder Capital operates as a lean advisory practice: the SEC's IAPD database reflects a limited number of investment-adviser representatives working from the Cincinnati headquarters. The firm has not publicly announced a growth-equity arm, a multi-family-office expansion, or participation in external club-deal networks. In September 2024, the firm maintained its core regulatory registration without publicly reported enforcement actions or significant structural changes (per SEC IAPD, September 2024). No separate philanthropic foundation or real-asset vehicle appears in Ohio corporate filings linked to the firm. What distinguishes Kleinfelder Capital structurally is its pure-fiduciary RIA registration in a market where many wealth-management practices still operate under the less stringent suitability standard of a broker-dealer. The firm takes no commissions and sells no products — the revenue model depends entirely on the advisory fee, aligning the firm's incentives with long-term portfolio performance rather than transaction volume. For family offices and institutions accustomed to opaque fee layers inside bank trust departments, this model offers a simpler alignment, though without the balance-sheet backing that a large bank brings to custody and lending.

## Questions

### How does Kleinfelder Capital charge for its services?

Kleinfelder Capital is structured as a fee-only registered investment advisor. The firm charges an asset-based advisory fee rather than commissions, removing the product-sale incentive that exists in broker-dealer models. Fee schedules are disclosed in the firm's Form ADV Part 2A filed with the SEC.

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- [Klein Pavlis & Peasley Financial](https://altss.com/profile/klein-pavlis-peasley-financial)
- [Kleinhenz & Associates](https://altss.com/profile/kleinhenz-associates)

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Last updated: 2026-07-06T00:35:16.328Z

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