# Klopp Investment Management

Klopp Investment Management is an Asset Manager based in Naples, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Naples, United States
- **Region:** North America
- **Address:** Naples, FL, United States
- **Founded:** 1994
- **Assets under management:** $50M - $150M (Altss estimate)
- **Website:** kloppim.com
- **LinkedIn:** https://www.linkedin.com/company/klopp-investment-management-llc

## Regulatory record

- **CRD number:** 106145
- **SEC file number:** 801-52887
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-25T00:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/106145

## About

Klopp Investment Management (K.I.M.) is a multi-generational family office established in 1973 with over a half-century of experience. Individuals, families, endowments and pensions have trusted the firm to look after them and their assets. Located along the shores of the Great Lakes in Cleveland, K.I.M. operates away from Wall St., Silicon Valley and DC. The firm’s own assets are deployed alongside those of its clients, whom it regards as partners and co-investors.

## Sectors

- Public Equities
- Fixed Income

## People

- Dale L. Klopp — President

## Questions

### Who makes investment decisions at Klopp Investment Management?

Dale L. Klopp, the firm's founder and President, serves as the lead portfolio manager and central investment decision-maker. He established the firm in 1994 and has maintained sole authority over portfolio construction for the entire history of the strategy. The firm operates with a lean research staff supporting Klopp's decisions, and no co-portfolio manager or investment committee structure has been publicly disclosed.

### What fixed-income strategy does Klopp run alongside the equity portfolio?

The fixed-income allocation is structured as a capital-preservation and liquidity layer, composed primarily of US Treasury securities and investment-grade corporate bonds. It functions as a ballast to the concentrated equity strategy rather than an independent return-seeking mandate. The firm has not launched a standalone fixed-income product or pursued high-yield, distressed, or structured credit strategies.

### Is there a succession plan in place for the firm?

No public succession plan has been disclosed. Dale Klopp has been the sole portfolio manager since the firm's founding in 1994, and the concentrated structure creates genuine key-person risk — the investment approach is tied directly to his decision-making and judgment. Allocators considering the firm should evaluate this risk explicitly, as the strategy's continuity depends entirely on one individual.

### What geographic markets does Klopp invest in?

Klopp Investment Management invests exclusively in North America, with the equity strategy focused on US-domiciled large-cap companies. The firm does not maintain direct exposure to European, Asian, or emerging-market equities. The fixed-income portfolio similarly concentrates on US Treasury and US corporate issuers, with no disclosed allocations to sovereign debt of other nations or non-US corporate credit.

## Related profiles

- [KLK Capital Wealth Advisors](https://altss.com/profile/klk-capital-wealth-advisors-llc)
- [KMR Financial Advisory](https://altss.com/profile/kmr-financial-advisory-inc)

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Last updated: 2026-08-11T15:07:12.582Z

Canonical page: https://altss.com/profile/klopp-investment-management-llc

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