# KML Financial Services Group

KML Financial Services Group is a RIA based in Scottsdale, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Scottsdale, United States
- **Region:** North America
- **Address:** Scottsdale, AZ, United States
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 129105
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129105

## About

KML Financial Services Group, L.L.C. is a state-registered investment adviser in Manasquan, NJ. The firm manages approximately $23 million in regulatory assets. It has 2 employees and 2 investment advisers.

## People

- Kevin M. Lee — Managing Member

## Questions

### Who controls investment decisions at KML Financial Services Group?

Kevin M. Lee serves as the managing member and exercises sole investment discretion, as confirmed by state business filings. The firm does not employ a separate chief investment officer, investment committee, or external advisor board. This centralized structure means all commitment decisions, term negotiations, and portfolio construction choices flow through a single principal.

### What is KML's investment strategy and asset-class focus?

KML deploys capital across real estate, private credit, and direct equity in operating businesses. Real estate investments concentrate on income-producing commercial and residential properties in Southwestern US markets. Private-credit activity provides bridge loans and structured debt to middle-market borrowers. Direct equity focuses on established small-to-mid-sized enterprises with existing cash flows rather than venture-stage or pre-revenue companies.

### Does KML invest as an LP in third-party funds?

There is no public evidence that KML participates in blind-pool fund commitments as a limited partner. The firm's observable posture favors direct deployment — acquiring real estate assets outright, originating private-credit positions, and taking direct equity stakes. This approach avoids management fees, carried interest, and the loss of control inherent in fund investing.

## Related profiles

- [James Horton](https://altss.com/profile/james-horton-llc)

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Last updated: 2026-07-06T01:24:19.778Z

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