# Koenig Investment Advisory

Koenig Investment Advisory is a Bank / Wealth / Trust based in Ashland, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Ashland, United States
- **Region:** North America
- **Address:** Ashland, OR, United States
- **Founded:** 2020
- **Assets under management:** Undisclosed
- **Website:** koeniginvestment.com
- **LinkedIn:** https://www.linkedin.com/company/koenig-investment-advisory

## Regulatory record

- **CRD number:** 311422
- **SEC file number:** 801-119834
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-02T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/311422

## About

Koenig Investment Advisory was established in 2020 in Ashland, Oregon, a small city in the Rogue Valley known more for the Oregon Shakespeare Festival than for financial services. The firm's founding coincided with a period of rapid change in wealth management, as waves of retiring wirehouse advisors and pandemic-era relocations to smaller Western markets reshaped the competitive landscape. Koenig's stated client base encompasses individuals, high-net-worth families, and corporate accounts. No named portfolio positions or specific manager relationships are a matter of public record. The firm operates from a single location in Ashland with no additional offices captured in available data. Staffing and asset totals are not publicly disclosed. Oregon's Registered Investment Advisor population is heavily concentrated in Portland and Bend; a Southern Oregon presence puts Koenig in a thinner but potentially less crowded market for clients with legacy timber, agriculture, or professional-service wealth. No adjacent vehicles, philanthropic foundations, or club memberships tied to the firm are publicly documented. Koenig's structural differentiator is its geography and timing. The firm launched in a small, culturally distinct city just before remote-work migration accelerated, positioning it to capture relationships with clients who prioritize local accessibility and continuity over institutional brand. Its future trajectory — whether it remains a solo or small-partnership practice, merges into a regional consolidator, or develops a specialized niche — is the open question that will define the firm's second five years.

## Sectors

- Wealth Management

## Questions

### How is the firm regulated and what is its fiduciary status?

Koenig Investment Advisory is a Registered Investment Advisor (RIA) based in Oregon, supervised by the state securities regulator. As an RIA, the firm is subject to a fiduciary standard, meaning it must act in its clients' best interests and disclose material conflicts of interest — a higher legal bar than the suitability standard applied to broker-dealers.

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Last updated: 2026-08-11T02:43:31.692Z

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