# Kondo Wealth Advisors

Kondo Wealth Advisors is a Bank / Wealth / Trust based in Pasadena, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Pasadena, United States
- **Region:** North America
- **Address:** Pasadena, CA, United States
- **Founded:** 2007
- **Assets under management:** Undisclosed
- **Website:** kondowealthadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/kondo-wealth-advisors

## Regulatory record

- **CRD number:** 175347
- **SEC file number:** 801-96308
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-10T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/175347

## About

Kondo Wealth Advisors opened in Pasadena in 2007, founded by Joe Kondo as an independent registered investment advisor. The firm was structured from the start to avoid the product-pushing incentives Kondo observed at larger brokerage firms. Its core offer combines financial planning, discretionary portfolio management, and tax planning under one roof — a bundling that effectively turns the RIA into a family's outsourced financial quarterback, coordinating CPAs, estate attorneys, and insurance agents rather than handing off clients to outside referrers. The firm's investment approach leans on portfolio construction designed for after-tax outcomes, with asset allocation spanning domestic and international equities, fixed income, and alternatives where suitable for qualified clients. Kondo Wealth Advisors does not run its own funds; it builds portfolios from third-party ETFs, mutual funds, and separately managed accounts, often tilting toward tax-efficient vehicles. While the firm's marketing emphasizes planning over stock-picking, its actual deployment remains opaque — AUM and total client count are not publicly disclosed. The practice has historically served a local Pasadena and greater Los Angeles client base, concentrating on professionals, business owners, and retirees within a tight geographic radius. Joe Kondo remains the sole named principal in public materials. Unlike family offices that spin up adjacent venture funds or foundation structures, Kondo Wealth Advisors maintains a focused single-entity model without disclosed philanthropic arms, club memberships, or institutional co-investment vehicles. Kondo Wealth Advisors' structural differentiator is its quiet independence. In a region where roll-ups and aggregators have been absorbing boutiques at accelerating rates, the firm has remained self-contained for nearly two decades — no platform acquisition, no private equity backer, no announced succession to a next-generation advisor. That architecture appeals to clients who distrust institutional turnover, but it also raises practical questions about continuity when the founder eventually steps away.

## Sectors

- Wealth & Asset Management

## People

- Joe Kondo — Founder and President

## Questions

### Does Kondo Wealth Advisors run proprietary investment products?

No. Unlike hybrid RIAs that operate their own fund structures, Kondo Wealth Advisors builds client portfolios exclusively from third-party vehicles — ETFs, mutual funds, and separately managed accounts — within a discretionary framework. This product-agnostic structure reduces conflicts of interest but limits the firm's ability to offer bespoke direct investments.

### Is Kondo Wealth Advisors affiliated with a broker-dealer or aggregator?

It operates as a fully independent RIA with no disclosed broker-dealer affiliation, platform partnership, or private equity backing. That independence has been maintained since 2007, an increasingly uncommon profile in an industry where AUM aggregators routinely acquire firms of this size.

### What is the firm's approach to tax planning?

Tax planning is integrated directly into portfolio management rather than outsourced. This in-house coordination allows Kondo Wealth Advisors to manage asset location across taxable and tax-deferred accounts, tax-loss harvesting, and distribution sequencing — positioning tax efficiency as a core competency alongside investment selection.

## Related profiles

- [Kompas Gramedia](https://altss.com/profile/kompas-gramedia)
- [Kong Management](https://altss.com/profile/kong-management)

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Last updated: 2026-08-11T02:43:31.692Z

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