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Kotys Wealth Professionals
Kotys Wealth Professionals is an SEC-registered investment adviser in Valparaiso, IN, registered since 2020. The firm manages approximately $308 million in...
Kotys Wealth Professionals
Kotys Wealth Professionals is an SEC-registered investment adviser in Valparaiso, IN, registered since 2020. The firm manages approximately $308 million in regulatory assets. It has 8 employees and 4 investment advisers.
General information
Firm type
Bank / Wealth / Trust
Year founded
2020
Location
Region
North America
Country
United States
City
Valparaiso
Corporate office
Valparaiso, IN, United States
Frequently asked questions
Does Kotys Wealth Professionals offer direct private-market investments or co-investment opportunities?
There is no public evidence that Kotys Wealth Professionals offers direct private-market investments, co-investment vehicles, or access to private-equity and venture-capital fund commitments. The firm's public materials describe a traditional wealth-management and financial-planning practice.
How is Kotys Wealth Professionals regulated?
The firm operates as a registered investment advisor, regulated by the US Securities and Exchange Commission or the Indiana Securities Division depending on its regulatory-assets-under-management threshold. RIA registration requires fiduciary conduct, Form ADV disclosures, and periodic examinations.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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