# Kovack Advisors

Kovack Advisors is a RIA.

## Overview

- **Organization type:** RIA
- **Region:** North America
- **Assets under management:** Undisclosed
- **Website:** https://kovack.com
- **LinkedIn:** https://www.linkedin.com/company/kovack-financial-network

## Regulatory record

- **CRD number:** 140808
- **SEC file number:** 801-63048
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/140808

## About

KOVACK ADVISORS, INC. is an SEC-registered investment adviser in FT. LAUDERDALE, FL, registered since 2004. The firm manages $6.3 billion in assets, $5.1 billion on a discretionary basis. It has 320 employees and 300 investment advisers.

## Questions

### What services does Kovack Advisors offer?

Kovack Advisors provides wealth management services including financial planning, portfolio management, retirement planning, and asset allocation. The firm operates through both fee-based advisory accounts and commission-based brokerage, giving clients flexibility in how they engage.

### How is Kovack Advisors regulated?

Kovack Advisors is registered with the SEC as a registered investment advisor. Its broker-dealer operations are regulated by FINRA. This dual registration is a key structural feature of the firm (per SEC filings, public record).

### Does Kovack Advisors only serve high-net-worth clients?

Kovack Advisors targets both individual and institutional investors, with a focus on high-net-worth clients and retirement planning. The firm's services are tailored to clients seeking comprehensive financial guidance across different life stages.

### What is the firm's investment philosophy?

Kovack Advisors emphasizes long-term asset allocation across equity, fixed income, and cash equivalents. The firm customizes portfolios based on client risk tolerance and financial goals, without public disclosure of specific proprietary strategies or alternative investments.

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- [Asage Financial LLC](https://altss.com/profile/asage-financial-llc)
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Last updated: 2026-06-03T20:00:00.000Z

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