# LADENBURG THALMANN FINANCIAL SERVICES INC.

LADENBURG THALMANN FINANCIAL SERVICES INC. is a company headquartered in Miami, FL, United States.

## Company overview

- **Legal name:** LADENBURG THALMANN FINANCIAL SERVICES INC.
- **Former names in filing history:** LADENBURG THALMANN FINANCIAL SERVICES INC (2001-07-03 to 2016-12-23); THALMANN FINANCIAL SERVICES INC (2001-05-14 to 2001-05-14); GBI CAPITAL MANAGEMENT CORP (1999-09-02 to 2001-05-07); FROST HANNA CAPITAL GROUP INC (1997-10-24 to 1999-07-30)
- **Classification:** Company
- **Industry (SIC):** 6211 — Security Brokers, Dealers & Flotation Companies
- **Headquarters:** Miami, FL, United States
- **Incorporated in:** FL
- **Fiscal year end:** December 31
- **SEC CIK:** 0001029730

## About

LADENBURG THALMANN FINANCIAL SERVICES INC. is identified in the retained SEC EDGAR snapshot dated 2026-10-14. Its SEC Central Index Key is 0001029730, and its reported industry is Security Brokers, Dealers & Flotation Companies. In 10-K filed on 2020-03-13, it reported annual revenue of USD 1,469,302,000; net income of USD 22,767,000; total assets of USD 829,936,000 for the fiscal period ended 2019-12-31. The financial history preserves reporting periods, currencies, filing accessions and source provenance. Figures are reported filing data, rather than real-time estimates.

## Financials

Annual figures as originally reported. Currency is shown for each fiscal year; B means billion and M means million.

### FY2019 (period ended 2019-12-31)

- **Revenue:** $1.5B (USD 1,469,302,000)
- **Net income:** $22.8M (USD 22,767,000)
- **Total assets:** $829.9M (USD 829,936,000)
- **Cash and equivalents:** $248.8M (USD 248,772,000)
- **Operating cash flow:** $54.0M (USD 54,017,000)

### FY2018 (period ended 2018-12-31)

- **Revenue:** $1.4B (USD 1,391,136,000)
- **Net income:** $33.8M (USD 33,758,000)
- **Total assets:** $740.9M (USD 740,904,000)
- **Cash and equivalents:** $182.7M (USD 182,693,000)
- **Operating cash flow:** $63.4M (USD 63,372,000)

### FY2017 (period ended 2017-12-31)

- **Revenue:** $1.3B (USD 1,268,152,000)
- **Net income:** $7.7M (USD 7,697,000)
- **Total assets:** $632.0M (USD 632,025,000)
- **Cash and equivalents:** $172.1M (USD 172,103,000)
- **Operating cash flow:** $16.2M (USD 16,215,000)

### FY2016 (period ended 2016-12-31)

- **Revenue:** $1.1B (USD 1,106,953,000)
- **Net income:** -$22.3M (USD -22,269,000)
- **Total assets:** $546.0M (USD 546,003,000)
- **Cash and equivalents:** $98.9M (USD 98,930,000)
- **Operating cash flow:** $14.2M (USD 14,246,000)

## Recent SEC filings

- Form 10-K/A — filed 2020-04-29 — period 2019-12-31
- Form 10-K — filed 2020-03-13 — period 2019-12-31 — 10-K
- Form 8-K — filed 2020-02-18 — period 2020-02-14
- Form 8-K — filed 2020-01-31 — period 2020-01-31
- Form SC 13D — filed 2019-11-21 — SCHEDULE 13D
- Form 8-K — filed 2019-11-14 — period 2019-11-14
- Form 8-K — filed 2019-11-12 — period 2019-11-11
- Form 8-K — filed 2019-11-08 — period 2019-11-08 — 8-K
- Form 10-Q — filed 2019-11-08 — period 2019-09-30 — 10-Q
- Form 8-K — filed 2019-08-08 — period 2019-08-08
- Form 8-K — filed 2019-08-08 — period 2019-08-08
- Form 10-Q — filed 2019-08-08 — period 2019-06-30 — 10-Q

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Updated: 2026-10-23T20:06:36Z

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