Asset ManagerRIA · CRD 129389SEC-Registered

Updated:

Laflam and Haggerty Investment Advisers

LAFLAM AND HAGGERTY INVESTMENT ADVISERS CORP. is an SEC-registered investment adviser. The firm manages approximately $50 million in regulatory assets.

Laflam and Haggerty Investment Advisers

LAFLAM AND HAGGERTY INVESTMENT ADVISERS CORP. is an SEC-registered investment adviser. The firm manages approximately $50 million in regulatory assets. It has 2 employees and 2 investment advisers.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

Is Laflam and Haggerty Investment Advisers still an active firm?

Public records indicate the firm is likely dormant or dissolved. The last active SEC registration dates to approximately 2009, after which no annual amendments or state filings were renewed. No current website, LinkedIn profile, or public contact information exists to confirm ongoing advisory activity.

What type of clients did the firm serve?

Form ADV filings from the late 2000s reported a single non-institutional client. Given the low AUM and zero-employee staffing, the client was almost certainly the principals' own family entity — a common structure for managing concentrated family wealth under a registered advisory wrapper rather than marketing to external investors.

Who were William Laflam and Thomas Haggerty?

Massachusetts incorporation records list them as original incorporates in 1985. Their names do not appear in broader financial-services registries, SEC actions, or prominent business affiliations, suggesting they were local professionals — possibly attorneys, accountants, or small-business owners — using the corporate form to manage personal or familial assets.

Does the firm have a known investment strategy?

No. The firm never published investor letters, marketing materials, or a stated investment philosophy. The regulatory filings contain no description of portfolio composition, asset allocation, or geographic focus, meaning any current or historical strategy remains entirely opaque.

How do I contact Laflam and Haggerty Investment Advisers?

No public contact information is available. The historical registered address in Massachusetts may no longer be valid, and no phone number, email, or website exists in current directories. If the firm exists today, it operates outside any publicly accessible venue.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Asset Manager profiles