# Laflam and Haggerty Investment Advisers

Laflam and Haggerty Investment Advisers is an Asset Manager.

## Overview

- **Organization type:** Asset Manager
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 129389
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/129389

## About

LAFLAM AND HAGGERTY INVESTMENT ADVISERS CORP. is a state-registered investment adviser. The firm manages approximately $50 million in regulatory assets. It has 2 employees and 2 investment advisers.

## Questions

### What type of clients did the firm serve?

Form ADV filings from the late 2000s reported a single non-institutional client. Given the low AUM and zero-employee staffing, the client was almost certainly the principals' own family entity — a common structure for managing concentrated family wealth under a registered advisory wrapper rather than marketing to external investors.

### Does the firm have a known investment strategy?

No. The firm never published investor letters, marketing materials, or a stated investment philosophy. The regulatory filings contain no description of portfolio composition, asset allocation, or geographic focus, meaning any current or historical strategy remains entirely opaque.

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- [Pathfinder Financial Services](https://altss.com/profile/pathfinder-financial-services-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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